11151721 Level III Training Book.pdf

Preparing Your Property for a Title 31/AML IRS Compliance Examination

5/3/2016

Scenario 3 Example SAR Scenario 3

• Casino’s highest roller in table games has had a KYC search done. He is a dentist. Unable to find car registration. o Owns a boat o Owns a plane (has a license with the FAA)

23

Scenario 3 • Brother has been in/out of prison for crimes ranging from drug trafficking to money laundering.

• Suspicious? File? Source of funds issue?

24

BlueBird, CPAs

12

Made with FlippingBook - Online catalogs