11151721 Level III Training Book.pdf

11/12/21

Regulatory Agency

Regulator – Understands the Law – Understands Role – Understands Scope of Authority

– Independence – Sound Organizational Structure – Proper Delegation of Authority – Adequate Funding – Proper Balance of Power – Oversight – Governmental Support of the Regulatory System

What Makes Regulation Effective?

– Ethical, Principled, & Fair – Possesses Sound Judgment – HighWork Ethic – Good Management Skills – Good Interpersonal Skills

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An Independent Regulatory Agency is a governmental instrumentality created to interpret, implement, administer, monitor, and enforce statutory law within the limits of its delegated authority and to act and make decisions based on law and legal considerations ---

Regulatory Structure “Independence”

NOT POLITICAL CONSIDERATIONS

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