11151721 Level III Training Book.pdf

11/12/21

Does not mean:

• “Separate and Apart From” • “Free of Constraints” • “Unaccountable for its Acts & Decisions”

“Independent”

It Means:

• Reasonably Insulated from Political Interference with its Decision making Processes in the Implementation and Enforcement of Civil Regulatory Law.

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Why is Independence Important?

– To regulate effectively, the regulator must apply the law to facts on the basis of legal and regulatory policy considerations in much the same way as a judicial body operates, but for the purpose of achieving the regulatory objective: Enforcing Compliance with the Law

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