11151721 Level III Training Book.pdf

11/12/21

The Importance ofOversight

– Governmental Support andTrust are Prerequisites to Effective Regulatory Agencies – It is Antithetical to Human Nature, however, to Place a High Degree of Trust in an Entity that Possesses Tremendous Power over which one has Limited Capacity to Control, Particularly where the Entity has the Power to Affect the Financial Health of one’s Most Valuable Asset

27

– The Most Effective Check Against Agency Abuses of Power is Oversight because it Operates to Effect Accountability – If Accountability Measures are Built Into the Regulatory Framework, it is much Easier to Place One’s Trust in the Agency

Effective Oversight is Essential to Accountability

28

14

Made with FlippingBook - Online catalogs