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 To Effect Compliance  With the LawThrough
 Fair and Reasonable Regulation  In Order to Ensure the Integrity of the Regulated Industry without stifling its growth & profitability so as to  Foster Public Confidence and Achieve  All Regulatory Objectives
PrimaryGoal of the Regulator
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 In a PerfectWorld EveryoneWould:  Know the Law and Regulations by Heart  Obediently Comply
 Seek out the Regulator’s Advice and Guidance  Eagerly Await the Regulator’s Visits  Enthusiastically Adopt the Regulator’s Recommendations  View the Regulator with Utmost Respect and Appreciation  Always Agree with the Regulator’s Viewpoint  Welcome an Enforcement Action as an Opportunity to Improve
The Job of a Regulator Is Easy…
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