10022221 - Level I Training Material.pdf

10/21/20

EDUCATE WITH INFINITE PATIENCE

• Licensing screens out the people most likely to cheat and steal and keeps them out of tribal casinos and away from tribal cash • Internal Controls operate to ensure that casino managers and employees follow the procedures necessary to prevent fraud, theft & waste of tribal dollars • Monitoring serves to keep the staff honest • Auditing serves to keep management honest • Enforcement signals that the Tribe means business when it comes to safeguarding its assets • Regulations clarify the meaning of the statutory law and establish the standards of conduct that must be met • Hearing and Appeals ensure fairness and protect people from abuses of power

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KEEP YOUR EYES ON THE PRIZE • Primary Goal of the Regulator To Effect Compliance – With the LawThrough – Fair and Reasonable Regulation

– In Order to Ensure the Integrity of the Regulated Industry without stifling its growth & profitability so as to – Foster Public Confidence and Achieve – All Regulatory Objectives

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Homer Law Chtd. 2009

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