Training Book - Level I - Mystic Lake

Tools for Gaming Regulation:

• Management Contract Review • Licensing • Background Checks • Monitoring • Financial Audits • Operational Audits

• Enforcement • Surveillance • Security • SOUND INTERNAL CONTROL STANDARDS

Implementing Policies and Procedures Should:

• Be written • Specifically spell out the procedures to be followed • Address standards of conduct • Contain standards of performance • Clearly state consequences for non- compliance • Check against external threats

Homer Law, Chtd. 2013

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