FMD 2018 Level I Training Book

3/23/18

The Enforcement Action — OTHERWISE, NEVER UNDERTAKE AN ENFORCEMENT ACTION IN THE ABSENCE OF A FULL, THOROUGH, AND COMPLETE INVESTIGATION — Why? — It offends principles of fundamental fairness and due process of law — Mistakes in fact undermine the credibility of the enforcement action and the TGRA — Errors in judgment can be harmful to the Agency, Enterprise, and the Tribe

Commencement — To commence an enforcement action first requires reliable information. For gaming regulators the likely source of such information is:

— A tip or referral — Incident Report — Audit findings — Financial — MICS Audit — Internal Audit — TGRA Investigation — Independent Investigation

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