3/23/18
Least Adversarial
Regulators have a number of enforcement tools and options. As a general principle it is generally advisable to select the least adversarial mechanism required to achieve the desired results – compliance, correction, and deterrence.
Enforcement Mechanisms Informal Correction The most basic approach for rectifying suspected noncompliance. It is used by compliance/enforcement staff who have observed facts suggesting a non- compliant situation may exist. The Informal Correction method is intended for: Suspected deficiencies that can usually be corrected within 30 days or less; and Licensees that are infrequent violators.
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