FMD 2018 Level I Training Book

3/23/18

Lesser Sanctions — Order of Admonishment — Order of Reprimand — Order to cease and desist — Order to cure

Final Thoughts… — Proportionate: Actions and remedies should be appropriate to the nature and serious of the violation — Accountable: Regulators must be able to justify decisions, and be subject to public scrutiny. — Consistent: Government rules and standards must be joined up and implemented fairly. — Transparent: Applicable rules and regulations should be readily available to all licensees and regulators should be available to provide clarity and respond to questions and concerns. — Targeted: Regulation should be focused on correcting the problem or condition presented.

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