2023-05-02 _RCB_v12

Training systems

Requirements for Certification / V12 2023-05-02

CONTENTS

1. LIST OF ABBREVIATIONS .................................................................................................................................................... 3

2. TERMS AND DEFINITIONS .................................................................................................................................................. 3

3. CHANGE LOG – REVISION 12.............................................................................................................................................. 4

4. INTRODUCTION.................................................................................................................................................................. 8

5. REQUIREMENTS FOR CERTIFICATION BODIES ................................................................................................................... 8

5.1 5.2 5.3

General Requirements for Certification Bodies

8 9

Qualifications of Audit Team Members for Certifying a Training Provider Withdrawal of Approval of Certification Bodies or Individual Auditors

10

6. THE CERTIFICATION PROCESS .......................................................................................................................................... 10

6.1 6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9

Request for Certification

10 11 11 13 14 14 16 16 17

Multi-Setting Offers Initial Certification

Surveillance (and Surveillance Re-certification)

Extension of Scope

Estimate for Man-Day Allocation for Certification Process

Transfer Between Certification Bodies

Remote Auditing

Issue of Certificates, Audit Reports and Requirements to Inform GWO

7. MULTI-SITE CERTIFICATION ............................................................................................................................................. 18

7.1 7.2

Eligibility of a Multi-Site Training Provider for Certification

18 19

Methodology for Auditing a Multi-Site Training Provider Using Site Sampling: Initial Certification

7.3 Methodology for Auditing a Multi-Site Training Provider Using Site Sampling: Surveillance (and Surveillance Re- certification) 20 7.4 Methodology for Auditing a Multi-Site Training Provider Using Site Sampling: Extension of Sites 22 7.5 Methodology for Auditing a Multi-Site Training Provider Using Site Sampling: Extension of Scope 22 7.6 Qualification of Internal Auditors 23 7.7 The Internal Audit Process 23 7.8 Multi-Site Training Provider Certificates 24

ANNEX 1 - GWO QUALIFICATION FOR NEW AUDITORS ................................................................................................................. 27

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