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NERC Reliability Standard Audit Worksheet
R3 Supporting Evidence and Documentation
R3. Each Responsible Entity shall identify a CIP Senior Manager by name and document any change within 30 calendar days of the change. [Violation Risk Factor: Medium] [Time Horizon: Operations Planning] M3. An example of evidence may include, but is not limited to, a dated and approved document from a high level official designating the name of the individual identified as the CIP Senior Manager. Registered Entity Response (Required): Compliance Narrative: Provide a brief explanation, in your own words, of how you comply with this Requirement. References to supplied evidence, including links to the appropriate page, are recommended.
Registered Entity Evidence (Required): The following information is requested for each document submitted as evidence. Also, evidence submitted should be highlighted and bookmarked, as appropriate, to identify the exact location where evidence of compliance may be found.
Relevant Page(s) or Section(s)
Revision or Version
Document Date
Description of Applicability of Document
File Name
Document Title
Audit Team Evidence Reviewed ( This section to be completed by the Compliance Enforcement Authority):
Compliance Assessment Approach Specific to CIP-003-7, R3 This section to be completed by the Compliance Enforcement Authority Verify the CIP Senior Manager has been identified by name. Verify that any changes made to the CIP Senior Manager were dated and documented within 30 calendar days of the change. Verify the CIP Senior Manager is a single senior management official with overall authority and responsibility for leading and managing implementation of and continuing adherence to the requirements within the NERC CIP Standards, CIP-002 through CIP-011.
Auditor Notes:
NERC Reliability Standard Audit Worksheet Audit ID: Audit ID if available; or REG-NCRnnnnn-YYYYMMDD RSAW Version: RSAW_CIP-003-7_2019_v1 Revision Date: May 14, 2019 RSAW Template: RSAW2018R4.0 14
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