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The Compliance Enforcement Authority (CEA) will fill out the information on this first page. The Applicability of Requirements table identifies which requirements apply to the listed functions. The legend applies to all areas of the RSAW. Anything with a green background requires input from the Registered Entity.
The audit team will populate these tables at the end of the audit. The first table lists the audit findings.
The other tables highlight areas of concern, recommendations, and positive observations.
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