Important Information to UK / EEA / Swiss Recipients This Presentation is being furnished to recipients who: (i) if such recipient is, or an adviser or investment manager of such recipient is, located, domiciled or has a registered office in the European Economic Area (“EEA”) or the United Kingdom (“UK”), such recipient and, where relevant, the adviser or manager, is a “profess ion al investor” / “professional client” as defined in Directive 2011/61/EU of the European Parliament and of the Council dated 8 June 2011 on Alternative Investment Fund Managers, as implemented in any relevant jurisdiction, together with Commission Delegated Regulation (EU) No 231/2013, as well as any similar or supplementary law, rule or regulation, in each case as amended from time to time, including as implemented in the UK pursuant to applicable legislation including the UK Alternative Investment Fund Managers Regulations 2013/1773, and retained and amended from time to time (the “AIFMD”), the Markets in Financial Instruments Directive 2014/65/EU (as amended) and all implementing and related legislation, as implemented in each member state of the EEA and as implemented and retained by the UK following its departure from the European Union (the “MiFID II”) and Regulation 1286/2014/EU on Packaged Retail and Insurance -based Investment Products, each as amended from time to time and as implemented into the law of each relevant member state of the EEA and as implemented and retained by the UK following its departure from the European Union (“PRIIPs Regulation”); and (ii) if such recipient is, or an adviser or investment manager of such recipient is, located, domiciled or with a registered office in Switzerland, (a) such recipient and, where relevant, the adviser or manager, is a “Qualified Investor”, as defined in Article 10(3) of the Swiss Collective Investment Schemes Act of 23 June 200 6 and its implementing ordinance, as amended, (“CISA”), and an institutional or per-se professional investor within the meaning of art. 4 para. 3 and 4 and art. 4 para. 5 of the Swiss Federal Act on Financial Services of 15 June 2018, as amended (“ FinSA ”), at the exclusion of Qualified Investors with an opting-out pursuant to art. 5 para. 1 of the FinSA (“Excluded Qualified Investors”), or (b) this Presentation is being communicated following a solicitation by the recipient or a person acting on behalf of the recipient and not by a Non-Pollen Street Provider or Pollen Street Capital Limited or any of their affiliates or agents. The information provided herein does not constitute an offer of the relevant Fund in Switzerland pursuant to the FinSA and its implementing ordinance. This is solely an advertisement for the relevant Fund pursuant to FinSA and its implementing ordinance. The relevant Fund has not been and will not be registered with the Swiss Financial Market Super visory Authority (“FINMA”). Investors do not benefit from protection under the CISA or from supervision by the FINMA. This Presentation and/or any other advertisement, offering or marketing materials relating to the interests of the relevant Fund may be made available in Switzerland solely to Qualified Investors, at the exclusion of Excluded Qualified Investors. No Swiss representative and paying agent have been appointed for the relevant Fund. No PRIIPs Key Information Document (KID) (as defined in the PRIIPs Regulation) will be prepared in respect of any product referred to herein. The AIFMD does not restrict an EEA-based or UK-based investor from investing in an alternative investment fund on its own initiative. This Presentation and other materials may be provided to a recipient who is domiciled or has a registered office in the EEA or the UK in response to an own-initiative request, even where a Fund will not otherwise be offered or placed to or with investors based in that EEA Member State or the UK. In the UK, this Presentation is being distributed only to and is directed only at, as applicable: (i) persons who have professional experience in matters relating to investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (as amended) (the “FP Order”), (ii) per son s falling within one of the categories of “investment professionals” as defined in Article 14 of the Financial Services and Markets Act 2000 (Promotion Of Collective Investment Schemes) (Exemptions ) Order 2001 (as amended) (the “PCIS Order”), (iii) persons falling within any categories of persons described in Article 22 of the PCIS Order, (iv) high net worth entities falling within Article 49(2) of the Order, or (v) any other persons to whom it may otherwise lawfully be communicated (all such persons together being referred to as “Relevant Persons”). Persons who are not Relevant Persons must not act on or rely on this Presentation or any of its contents. Any investment or investment activity to which this Presentation relates is available only to Relevant Persons and will be engaged in only with Relevant Persons. Recipients must not distribute, publish, reproduce or disclose this Presentation, in whole or in part, to any other person. No person falling outside the category of Relevant Persons should treat this Presentation as constituting an invitation, inducement or promotion to such person. Each investment vehicle of a Fund may be subject to different regulatory requirements, including for pre-marketing and marketing purposes. The ability to participate in any investment vehicle may be subject to regulatory requirements or restrictions in the applicable jurisdictions and participation in a particular investment vehicle may not be available to all investors. The past performance of the Funds referred to in this Presentation is provided for illustrative purpose only. The inclusion of information relating to such Funds is not intended to market such Funds, but rather to demonstrate the track record of the Pollen Street Group. No interest in any Funds will be offered pursuant to this Presentation. To the extent to which any promotion of the Funds referred to in this Presentation is deemed to take place in the Bailiwick of Guernsey, the Funds are only being promoted in or from within the Bailiwick of Guernsey only (a) by persons licensed to do so (or permitted by way of an exemption granted) by the Guernsey Financial Services Commission (the "Commission") under the Protection of Investors (Bailiwick of Guernsey) Law, 2020 as amended (the "POI Law"); or (b) by non-Guernsey bodies who: (i) carry on such promotion in or from within the Bailiwick of Guernsey in a manner in which they are permitted to carry on promotion in or from within, and under the law of, certain designated jurisdictions which, in the opinion of the Commission, afford adequate protection to investors; and (ii) meet the criteria specified in sections 44(1)(c) or 44(1)(d) of the POI Law; or (c) as otherwise permitted by the Commission. The Funds referred to in this Presentation are not available in or from within the Bailiwick of Guernsey other than in accordance with the above paragraphs and must not be relied upon by any person, unless made or received in accordance with such paragraphs. The Pollen Street Group makes no representation or warranty, express or implied, as to the accuracy or completeness of the information contained herein and nothing contained herein should be relied upon as a promise or representation as to past or future performance of any Fund or any other entity. Recipients of this Presentation agree that the Pollen Street Group and its partners, members, employees, officers, directors, agents, and representatives shall have no liability for any misstatement or omission of fact or any opinion expressed herein.
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