This Presentation identifies a number of benefits inherent in Pollen Street's services and operations on behalf of the Fund, although the Fund is also subject to a number of material risks associated with these benefits, as further identified in the Fund's definitive documents. Although Pollen Street believes that Pollen Street and its personnel will have competitive advantages in identifying, diligencing, monitoring, consulting, improving and ultimately selling investments on behalf of the Fund, there can be no guarantee that Pollen Street will be able to maintain such advantages over time, outperform third parties or the financial markets generally, or avoid losses. For additional information regarding risks and potential conflicts of interest regarding an investment in the Fund, please see the risk factors in the confidential Private Placement Memorandum. Pollen Street Capital Limited and PSC Credit Holdings LLP are authorised and regulated by the Financial Conduct Authority (Ref Numbers 611337 and 650207). Neither Pollen Street Capital Limited nor PSC Credit Holdings LLP are registered with the U.S. Securities and Exchange Commission (“SEC”) an d any advice which may be provided to US clients is provided through Pollen Street Capital (US) LLC, which is registered with the SEC and is a wholly-owned subsidiary of Pollen Street Capital Holdings Limited1.
Additional Information for Recipients in the United States
Any Fund or interests in a Fund (the “Interests”) which may be offered by Pollen Street or a Non -Pollen Street Provider in relation to the matter discussed in this Presentation have not been and will not be registered under the Securities Act, or the securities laws of any of the states of the United States, nor is such registration contemplated. The Interests may not be offered, sold or delivered directly or indirectly in the United States or to or for the account or benefit of any “U.S . P erson” except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and any applicable state laws. Any Funds or Interests which may be offered outside the United States will be pursuant to the exemption from registration under one or more of Regulation D and Regulation S (each promulgated under the Securities Act and Section 4(a)(2) thereof) and inside the United States in reliance on Regulation D. There is no public market for the Interests and no such market is expected to develop in the future. Any Funds or Interest which may be offered will be subject to restrictions on transferability and resale and may not be transferred or resold except as permitted under the Securities Act, the 1940 Act and applicable state securities laws pursuant to registration or exemption therefrom. Any Fund or Interest that may be offered will be suitable only for sophisticated investors who do not require immediate liquidity for their investments, for whom an investment in the any Pollen Street Fund will not constitute a complete investment program and who fully understand and are able to bear the loss of their investment in such Fund. Any Pollen Street’s Fund investment program, by its nature, may be considered to involve a substantial degree of risk. Subscribers for I nterests must represent that they are acquiring the Interests for investment. A subscriber that is a U.S. Person will also be required to represent, among other things, that it is (i) an accredited investor as defined in Regulation D and (ii) a “qualified purchaser” as defined in the United States Investment Company Act of 1940. Each of the 2021 award (https://cfi.co/awards/europe/2021/pollen-street-capital-best-responsible-alternative-investment-team-uk-2021/), 2022 award (https://cfi.co/awards/europe/2022/pollen-street-capital-best-responsible-alternative-investment-team-uk-2022/) and 2023 award (https://cfi.co/awards/europe/2023/pollen-street- capital-best-responsible-alternative-investment-team-uk-2023/) for Best Responsible Alternative Investment Team is the opinion o f Capital Finance International (“CFI”), an unaffiliated print journal and online resource reporting on business, economics and finance, which is in the business of conferring such awards. The full extent of the scope of firms and data included in the related surveys or evaluations is unknown, and the award was conferred on a discretionary basis by C FI’ s judging panel, the composition of which is unknown. Each of the 2022 awards for Diversity Champion of the Year (Small Company) and Championing Women’s Equality (https://www.ftad viser.com/events-awards/2022/07/01/winners- of-the-ftadviser-diversity-in-finance-awards-2022/) is the opinion of the Financial Times, an unaffiliated online source of news and opinion. The full extent of the scope of firms and data included in the related surveys or evaluations is unknown, and the award was conferred on a discretionary basis by FT Advis er’s judging panel, the composition of which is unknown.
There can be no assurance that other providers or surveys would reach the same conclusions as the foregoing. No fees were paid in connection with any of the foregoing awards.
The Pollen Street Group is also a signatory to the United Nations Principles for Responsible Investment (https://www.unpri.org/signatory-directory/pollen-street-capital-/4351.article) and a member of the ESG Data Convergence Initiative (https://www.esgdc.org/membership/#general-partners).]
Model Results
Many figures included in the presentation are based on financial model results. Financial models are based on a range of assumptions and on information available at the time of preparation. Financial model results do not represent actual outcomes and they may not reflect the impact that material economic and market factors might have on the manager's investment-related decision-making. Actual results may or may not correspond, and may differ materially from the results of financial models. No reliance (including for investment decision purposes) should be placed on the results of financial models.
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