April 2019 - Level III Training Material

Inspires Trust and Confidence in the Regulatory Process

Understands his or her Responsibilities, Duties, Obligations as well as the Agency’s Functions under the Law

Acts within the Scope of Authority Delegated

Fairly and Objectively Applies the Law

The Effective Regulator

Exercises Good Judgment

Is Ethical, Reasonable, and Fair

Has a High Work Ethic

Exercises Discretion

Ensures that Subordinates are held to the Same Standards of Conduct

• To Effect Compliance

• With the Law Through • Fair and Reasonable Regulation • In Order to Ensure the Integrity of the Regulated Industry without stifling its growth & profitability so as to • Foster Public Confidence and Achieve • All Regulatory Objectives

Primary Goal of the Regulator

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