April 2019 - Level III Training Material

Understandthese tensions going in

Resist being impatient, defensive, or angry

Recognizethat these concerns arecommon

To be an Effective Regulator

Beprofessional at all times

Ensurethat your staff maintains professionalismat all times

Adheretothe“Ruleof Law”

Ensure fundamental fairness andDueProcess of Law

Remember, your job is to effect compliance – NOTTOPUNISH

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