April 2019 - Level III Training Material

3/25/19

Notice

• Due Process Encompasses the Notion that “Fundamental Fairness” Requires the Respondent to be Provided “Effective Notice.” Generally, “Effective Notice” Entails a Writing Containing:

• Date, Time, and Location of the Proceeding • Information as to the Nature of the Proceeding;

• Statement of Legal Authority and Jurisdiction (With Citations) • Narrative Statement of the Matters or Issue (With Particularity) • Reference to Potential Outcome (Fine, Suspension, Revocation) • Statement of Rights (Right to be Represented by an attorney present; Present Evidence; etc._ • Reference to Degree of Finality (Reconsideration, Appeal)

In Other Words…

• A Person Should Always Be Advised of • What is happening • When and Where it’s Happening? • Why it’s Happening? • What could Happen? • And, What they can do if its does.

9

Made with FlippingBook - professional solution for displaying marketing and sales documents online