7/2/18
Internal Audit and Annual AUP Compliance Compliance Activity: Class III
Class II 543.23(c) 543.23(d)
Internal Audit - NIGC ComplianceAUP - NIGC
542.42/32/22*
542.3(f)*
*NIGCTB 2013-1:
AUP report requirements for Class III MICS are not enforceable
Other Considerations on AUP Reporting
Tribal Internal Control Standards
Compact Considerations? Other Users?
ComplianceActivity:
Internal Audit III - T ICS / O rdinance Compliance AUP III - T ICS / O rdinance
Included
Depends
See Below
Included
Depends
See Below
Compliance AUP III - O ther S takeholders
Loan Agreement Covenants? O ther MOUs? P rimary Tribal Government?
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