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The Effective Regulator
Inspires Trust and Confidence in the Regulatory Process Understands his or her Responsibilities, Duties, Obligations as well as the Agency’s Functions under the Law Acts within the Scope of Authority Delegated Fairly and Objectively Applies the Law Exercises Good Judgment Is Ethical, Reasonable, and Fair
Has a HighWork Ethic Exercises Discretion Ensures that Subordinates are held to the Same Standards of Conduct
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To Effect Compliance With the LawThrough
Fair and Reasonable Regulation In Order to Ensure the Integrity of the Regulated Industry without stifling its growth & profitability so as to Foster Public Confidence and Achieve All Regulatory Objectives
PrimaryGoal of the Regulator
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