T R I N I T Y STRATEGIC WEALTH ™
trinitystrategicwealth.com
WHAT WE DO
We help you pursue your life and financial goals with greater clarity and confidence.
WHO WE SERVE
What successes and accomplishments have brought you the most satisfaction? What dangers threaten your future dreams? Whether you are a Retiree, Corporate Executive, Business Owner or Widow(er) , we will ask you to provide insight into your life’s mission and financial goals, and help you create and implement a customized action plan. Getting to know you is essential , because financial planning shouldn’t just be about dollars and cents.
THE FINANCIAL FREEDOM PROCESS™
This guided process is designed to help you develop strategies to mitigate financial risk, properly manage your assets and build a lasting legacy.
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FINANCIAL FREEDOM DISCOVERY SESSION Evaluate your current dangers, opportunities & strengths
LIFE & FINANCIAL STRATEGY SESSION Develop a step-by-step plan designed for achieving your goals
FINANCIAL FREEDOM STARTER KIT
Assess your current situation & clarify your goals
THE FINANCIAL FREEDOM PROCESS™ Upon completing The Financial Freedom Process™ , you will have: A comprehensive plan , including sufficient income objectives, for your retirement, Organized and diversified investments that help meet your specific objectives, A complete estate plan that includes charitable giving strategies, Information about and strategies for avoiding dangers that threaten your future, Frequent contact with an advisor to help you stay on track, and Confidence about your future to pursue your lifetime vision.
T R I N I T Y STRATEGIC WEALTH ™
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FINANCIAL FREEDOM PLAN Document a detailed blueprint outlining tools, strategies & timelines
FINANCIAL FREEDOM BUILDER Work with our experts to achieve effective & timely plan implementation
FINANCIAL FREEDOM PROGRESS SESSIONS Ensure you stay on track with regular reviews with our financial planners
WHO WE ARE
Founded in 1996, Trinity Strategic Wealth has a dedicated team of Financial Advisors that hold highly regarded designations such as CERTIFIED FINANCIAL PLANNER™ professional, and MASTER PLANNER ADVANCED STUDIES®. We seek to provide personalized financial solutions to help clients choose the appropriate tools and strategies designed to pursue their particular life and financial goals. Our team includes a Chartered Financial Analyst® that collaborates with financial advisors on current market research, trend analysis and product placement; a Client Services department dedicated to efficiently addressing your questions and resolving account maintenance needs; a Marketing & Education division that keeps clients informed with quarterly workshops, personalized and timely newsletters and various other communication materials; and an extensive Support Staff committed to ensuring your experience — on the phone, in the office, virtually or through the mail — is beyond satisfactory.
ASSET MANAGEMENT
Both Dynamic and Strategic Asset Allocation strategies employ a diversified investment approach built around Modern and Post-Modern Portfolio Theory for conservative, moderate or growth objectives. Both fee-based strategies match active and passive managers with complimentary styles. Accounts are then periodically rebalanced back to the basic allocation, resulting in less trading and lower overall expenses.
Dynamic Asset Allocation
Strategic Asset Allocation
Constructed for a basic allocation strategy per client Investment Policy Statement Conservative, Moderate, Growth, and Income strategies Utilizes active managers for each asset class Designed for changing market cycles Sensitive to economic and market trends Pursues technical opportunities and employs protective risk management
Constructed for an allocation strategy per client Investment Policy Statement Conservative, Moderate, Growth, and Income strategies Matches active managers with complimentary styles Includes managers with a flexible investment mandate Includes a tactical manager
Guided Stock Models
Core Growth, Equity Income, and Equity Income Plus strategies Concentrated stock portfolios with 20–28 positions Combines a top-down sector approach with bottom-up stock selection Well diversified across sectors and industries
Includes stock and bond portfolios Provides complete transparency Client owns the individual positions Individualized Separately Managed Accounts
T R I N I T Y STRATEGIC WEALTH ™
™ T R I N I T Y STRATEGIC WEALTH
MIKE MAZZEI , CFP ® , MPAS ® , PRESIDENT
Mike Mazzei, CFP®, MPAS®, is the President of Trinity Strategic Wealth™. A CERTIFIED FINANCIAL PLANNER™ professional, and MASTER PLANNER ADVANCED STUDIES™, he created The Financial Freedom Process™ to help individuals leverage their wealth in order to help them achieve their lifetime visions. He enjoys helping retirees and entrepreneurs develop comprehensive life, financial and investment strategies that enable them to reach greater success, enjoy life to the fullest and leave lasting legacies. In 2013 Mike authored and published his book, “Solving Your Financial Planning Puzzle.” Mike served in the Oklahoma State Senate from 2004 to 2016, and was Chairman of the Senate Finance Committee for 10 years. He served as the Secretary of Budget from 2018 – 2020. He is a board member for the Oklahoma Police Pension and Retirement System. Mike earned a Bachelor of Arts in Government & Politics from George Mason University and a Master of Science in Personal Financial Planning from the College for Financial Planning. He and his wife, Noel, have five children: Maria, triplets Caleb, Carissa, and Mykae l a, and Jackson. They belong to Asbury Church in Tulsa. Andy Steinmetz, CFA, MBA, is the Chief Investment Officer at Trinity Strategic Wealth™. He began as a Financial Advisor in 2015 and is now leading the Investment Management Committee for Trinity Strategic Wealth. Andy is primarily responsible for developing investment strategies based on his on-going analysis of all aspects of the economy and the markets. He works closely with Mike Mazzei, and the advisors with analysis and recommendations for their client portfolios. He also oversees the due diligence process for all potential strategy investments. Andy directs the investment strategies for the asset allocation process designed to help clients develop and implement a diversified, proactive investment strategy. Investment strategies are customized for each client based on income, conservative, moderate or growth objectives. Andy holds a n MBA in Finance from Oklahoma Wesleyan University along with a Bachelor degree in Finance from the University of Central Arkansas. He received his Chartered Financial Analyst designation in 2019. Andy and his wife, Hailey, have two sons, Brooks and Haynes, and l they ive in Cl a remore.
ANDREW STEINMETZ , CFA, MBA, CHIEF INVESTMENT OFFICER
ASHLYN MITCHELL , FPQP , EXECUTIVE ASSISTANT
Ashlyn Mitchell, Financial Paraplanner Qualified Professional™, is the Executive Assistant to Mike Mazzei, CFP®, MPAS®. She is from Tulsa, Oklahoma and earned her bachelor’s degree in Marketing and English from Oklahoma State University. She works closely with Mike and his clients to ensure the successful creation and implementation of each individual’s comprehensive financial plan. Ashlyn’s responsibilities range from progress session preparation, relationship management, schedule maintenance and coordination with client services and the entire Mazzei team. When not working, Ashlyn spends time with her husband, Conor, and their dogs. She likes to read, run, travel, & explore new restaurants throughout Tulsa.
CALEB MAZZEI , M.S. MATHEMATICS, PROJECT ANALYST
Caleb Mazzei, M.S. Mathematics, is a project analyst at Trinity Strategic Wealth. He works closely with Andy Steinmetz, CFA, MBA, on various projects. He is also excited to learn from Mike Mazzei, CFP®, MPAS®, everything it takes to help clients preserve and grow their wealth. Caleb earned a B.S. in mathematical finance from Oral Roberts University in 2021 and an M.S. in Mathematics from the University of Oklahoma in 2023. In Tulsa and Norman, Caleb has been challenged and loved by family, friends, mentors, professors and even his own students/tutees. If not at work, he’s likely with them. Caleb plans to pursue the Chartered Financial Analyst (CFA) designation, so he can further assist Andrew Steinmetz and all the financial advisors at the highest possible level as the company expands.
1375 E. 71st Street | Tulsa , OK | 7 4136 | 918 . 492 . 2190 www.trinitystrategicwealth.com
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Trinity Strategic Wealth is not a registered broker/dealer and is independent of Raymond James Financial Services
KEY TEAM LEADERS
MIKE MAZZEI , CFP ® , MPAS ® , PRESIDENT
Mike Mazzei, CFP ® , MPAS ® , is the President of T rinity Strategic Wealth ™ . A CERTIFIED FINANCIAL PLANNER ™ professional, and MASTER PLANNER ADVANCED STUDIES SM , he created The Financial Freedom Process ™ to help individuals develop comprehensive life, financial and investment strategies that enable them to reach greater success, enjoy life to the fullest and leave lasting legacies. Mike earned a Bachelor of Arts from George Mason University and a Master of Science in Personal Financial Planning from the College for Financial Planning. In 2013 Mike authored and published his book, “Solving Your Financial Planning Puzzle." Mike served in the Oklahoma State Senate, from 2004 to 2016, and was Chairman of the Senate Finance Committee for 10 years. He also served the people of Oklahoma as the Secretary of Budget from 2018-2020. Mike is a board member for the Oklahoma Police Pension and Retirement System.
KEITH VAN DYKE , CFP ® , C HIEF OPERATING OFFICER
Keith Van Dyke , CERTIFIED FINANCIAL PLANNER™, is a Partner & the Chief Operating Officer of T rinity Strategic Wealth ™ . He supervises all administrative service support, financial advisor activities and serves as the branch’s financial controller. With an emphasis on education and service, Kei th provides personalized investment alternatives to individuals for their retirement, Investment, tax and estate planning needs. Keith has a finance degree from Notheastern State University and earned a master’s degree in business administration from the University of Tulsa. He is also a graduate of the College for Financial Planning. Keith is active with Restore Hope Ministries and Junior Achievement of Oklahoma. Andy Steinmetz, CFA, MBA, is the Ch ie f Investment Officer and leader of the Investment Management Committee (IMC) at Trinity Strategic Wealth ™ . Andy began as a Financial Advisor in 2015 and received his Chartered Financial Analyst (CFA) designation in 2019. Andy’s primary responsibilities include developing portfolio strategy based on his on-going analysis of all aspects of the economy and the markets . Andy directs the models for the asset allocation process designed to help clients develop and implement a diversified, proactive investment stratgy. Portfolio models are customized for each client based on income, conservative, moderate or growth objectives. Andy holds a Master of Business Administration degree in Finance from Oklahoma Wesleyan University along with a Bachelor of Business Administration degree in Finance from the University of Central Arkansas. ANDREW STEINMETZ, C FA , MBA, CHIEF INVESTMENT OFFICER JODI RAHM , V ICE P RESIDENT of BUSINESS DEVELOPMENT & MARKETING Jodi Rahm is the Vice President of Business Development & Marketing at Trinity Strategic Wealth ™ . She coordinates quarterly educational workshops, client appreciation events and other public activities. Jodi is responsible for all forms of marketing and client communications, including newsletters, flyers, brochures and website updates for the company . She works closely with our team of financial advisors to build client relationships, cultivate communtiy relations and create new buisiness opportunities for the firm. Jodi has been in the financial services industry for over 2 0 years and is a veteran of the U.S. Navy. She serves as the leader of our Charitable Giving Team, working with a variety of charitable organizations throughout Tulsa and surrounding areas, creating opportunites for us to give back and be of service to others . KARIG STOUP, CFP ® , CLIENT SERVICES MANAGER Karig Stoup , CERTIFIED FINANCIAL PLANNER™ professional, is the Client Services Manager at T riniy Strategic Wealth ™ . Karig joined our team in 2013. He is a graduate of Oklahoma State University with a Bachelor's degree in Finance and a minor in Accounting. He also holds a Certificate in Financial Planning from Pepperdine Graziadio Business School. Karig manages the Client Services Department where he coordinates directly with financial advisors and clients , as well as oversees a team of Client Services Associates to ensure clients receive the highest standard of service possible. He strives to develop and implement client service strategies that create efficiency and provide a positive experience for all clients.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. T rinity Strategic Wealth is not a registered broker/dealer and is independent of Raymond James Financial Services . Raymond James does not endorse the book “Solving your Financial Planning Puzzle”. The Financial Freedom Process is not endorsed by or affiliated with Raymond James Asset, discretionary, and portfolio management services are offered through Raymond James Financial Services, Inc.
Investing involves risk and you may incur a profit or loss regardless of strategy selected, including diversification and asset allocation. Any opinions are those of Trinity Strategic Wealth and not necessarily those of RJFS or Raymond James. Investments mentioned may not be suitable for all investors. Please note that the portfolios provided above are general and investment decisions should only be made after a discussion with the appropriate professional about your individual situation. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board 's initial and ongoing certification requirements. In a fee-based account clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm's Form ADV Part 2 as well as the client agreement.
T R I N I T Y STRATEGIC WEALTH ™
(P) 918.492.2150 (F) 918.493.3383
1375 E. 71st St. Tulsa, OK 74136 Email: jodi.rahm@trinitystrategicwealth.com www.trinitystrategicwealth.com
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Trinity Strategic Wealth is not a registered broker/dealer and is independent of Raymond James Financial Services
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