Q2 2020 Open Forum Agenda

Rick Dodd, CISSP, MSCIS, MBA

SERC Reliability Corporation Senior CIP Compliance Specialist

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Rick Dodd joined SERC on July 1, 2019 as a Senior CIP Compliance Specialist. Rick works in the Risk Assessment and Mitigation team specializing in Critical Infrastructure Protection responsible for implementation of the SERC Compliance Program that assesses overall entity risk within the SERC Region. In addition, he works as a single point of contact with entities to perform specific inherit risk assessments (IRAs) and internal controls evaluations, as well as to review, accept, track, and verify the entity’s Mitigation Plans pertaining to issues or violations of NERC Reliability Standards. Rick has over 38 years of management and technical experience in all aspects of IT and Information Security. Prior to joining SERC, Rick worked with FRCC as a Sr. Risk Assessment and Mitigation Specialist for more than six years as a team member performing similar functions. Prior to joining FRCC, he was a senior member of an Energy Practice consulting team for five years, participating on NERC working groups and numerous client engagements relevant to the CIP Reliability Standards and NEI 08-09, Revision 6 including engagements at numerous registered entities across most of the Regions. While his expertise is broad in all aspects of the CIP Reliability Standards, he has written many highly regarded compliant incident response and recovery plan documents commensurate with the culture and needs of utility clients. His training capabilities are enhanced from his role as an instructor, as he brings more than 10 years of experience as an instructor for diverse curriculum in both classroom and online settings for IT and business subjects. He started his career in the telecommunications industry with Verizon Data Services (formerly GTEDS) gaining extensive knowledge and experience in developing, implementing, and administering scalable multi-tiered, information security, state-of-the-art data warehouse, decision support, document management, Internet website, access administration, and billing systems using the full SDLC. He has demonstrated expertise in gathering business requirements, business process analysis, setting policies

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and standards, trouble shooting, tuning, and system evaluation. During his tenure with Verizon Data Services, he also managed an Information Security team of more than 30 employees. The wide versatility in multiple computing environments, with a strong understanding of object- oriented technologies, web services and workflow technologies along with BPMN, UML, and Use Case Methods, complements the needs of the team. He has directed and participated in the selection of hardware and software, building proof-of-concept/pilot projects aiding in deployment of enterprise-wide systems. Rick is a Certified Information Systems Security Professional, and holds a Master of Science in Computer Information Systems, a Master of Business Administration, and a Bachelor of Science in Professional Management from Nova Southeastern University, Ft. Lauderdale, FL.

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