TABLE OF CONTENTS | 5 |
GENERAL DESCRIPTION OF THE TRUST | 6 |
ADDITIONAL INFORMATION ABOUT INVESTMENT OBJECTIVE, POLICIES, AND RELATED RISKS | 6 |
Non-Diversification | 6 |
General Risks | 6 |
Description of Permitted Investments | 7 |
Types of Equity Securities | 8 |
INVESTMENT RESTRICTIONS | 12 |
EXCHANGE LISTING AND TRADING | 14 |
MANAGEMENT OF THE TRUST | 14 |
PRINCIPAL SHAREHOLDERS, CONTROL PERSONS, AND MANAGEMENT OWNERSHIP | 18 |
CODES OF ETHICS | 18 |
PROXY VOTING POLICIES | 18 |
INVESTMENT ADVISER AND SUB-ADVISER | 19 |
PORTFOLIO MANAGERS | 20 |
THE DISTRIBUTOR | 20 |
THE ADMINISTRATOR, CUSTODIAN, AND TRANSFER AGENT | 21 |
LEGAL COUNSEL | 22 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 22 |
PORTFOLIO HOLDINGS DISCLOSURE POLICIES AND PROCEDURES | 22 |
DESCRIPTION OF SHARES | 22 |
LIMITATION OF TRUSTEES’ LIABILITY | 23 |
BROKERAGE TRANSACTIONS | 23 |
PORTFOLIO TURNOVER RATE | 24 |
BOOK ENTRY ONLY SYSTEM | 24 |
PURCHASE AND REDEMPTION OF SHARES IN CREATION UNITS | 25 |
DETERMINATION OF NAV | 30 |
DIVIDENDS AND DISTRIBUTIONS | 30 |
FEDERAL INCOME TAXES | 31 |
FINANCIAL STATEMENTS | 36 |
APPENDIX A | 37 |
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