11141622 - MY Level III Training Material

11/10/22

Who: Primary Management Officials and Key Employees When: • Issuance of a license with notice to NIGC and • Ongoing/Continuous What: Notice to NIGC • Results of background investigation prior to issuance of license • Issuance of tribal license for primary management officials and key employees Note: Compacts and Gaming Ordinance may require licensure of other employees and include other standards

Background Investigations - “Adequate System”

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Any person: • Prior activities • Criminal record • Reputation

Minimum Standards

• Habits/Associations Poses a threat to • Public Interest • EHective Regulation Create or Enhance Dangers • Unsuitable, unfair or illegal practices SHALL NOT be eligible for employment

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