11141622 - MY Level III Training Material

11/10/22

Develop a regulatory management plan u In this plan is should encompass the following:

1. Enforcement Processes : Know what your enforcement responsibilities are. Keep in mind if you take an enforcement action you may be affecting some ones lively hood. 2. Governing Document Reviews : Make sure that you are reviewing the governing documents at a minimum annually, 3. Understanding Technology : Remember everything is migrating to technology, do not avoid it accept it, 4. Trainings : It is essential to get proper training, outline your needs. Remember training is expensive so make sure you are seeking the right training, 5. Compliance Ø Define how compliance will be achieved (Develop a Compliance Plan) Ø What tools will be needed to achieve compliance including updates to technology 15

Time Management is essential to your team's success

Time management is the act or process of planning and exercising conscious control over the amount of time spent on specific activities, especially to increase effectiveness, efficiency or productivity.

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