11141622 - MY Level III Training Material

11/10/22

AICPA Definition of Fraud “An intentional act that results in material misstatement in financial statements that are subject to audit…There are two types of fraud: • Misstatements from fraudulent financial reporting & • Misstatements from misappropriation of assets”

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Principal Categories of White Collar Crime

Misrepresentation of material facts Concealment of material facts

Bribery

Conflicts of interest

Theft of money or property

• Theft of trade secrets or intellectual property • Breach of fiduciary duty • Statutory offenses

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