11141622 - MY Level III Training Material

11/10/22

Licensing screens out the people most likely to cheat and steal and keeps them out of tribal casinos and away from tribal cash

Internal Controls operate to ensure that casino managers and employees follow the procedures necessary to prevent fraud, theft & waste of tribal dollars

How Does the Effective Regulation of Gaming Advance Tribal Goals?

Monitoring serves to keep the staff honest

Auditing serves to keep management honest

Enforcement signals that the Tribe means business when it comes to safeguarding its assets

Regulations clarify the meaning of the statutory law and establish the standards of conduct that must be met

Hearing and Appeals ensure fairness and protect people from abuses of power

5

Regulatory Agency

Regulator – Understands the Law – Understands Role – Understands Scope of Authority

– Independence – Sound Organizational Structure – Proper Delegation of Authority – Adequate Funding – Proper Balance of Power – Oversight – Governmental Support of the Regulatory System

What Makes Regulation Effective?

– Ethical, Principled, & Fair – Possesses Sound Judgment – High Work Ethic – Good Management Skills – Good Interpersonal Skills

6

3

Made with FlippingBook - Online catalogs