11141622 - MY Level III Training Material

11/10/22

The Case for Independence

– When politically unpopular decisions are made, those aggrieved by such decisions often resort to political tactics and seek to bring political pressure on the agency. – The principle of independence is intended to shield both political and regulator officials from these situations in order to ensure that regulatory objectives are not undermined by political considerations.

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– The Enactment of Law is a Political Process – The Promulgation of Regulations is Largely Political in Nature, but – The Implementation and Enforcement of the Law is a Regulatory Process – Hence the Concept of Independence is much stronger in the Context of Implementation and Enforcement than in the Context of Rulemaking

Regulatory v. Political Processes

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