11141622 - MY Level III Training Material

11/10/22

– The Legislature Enacts the Law through the Political Process – Establishing the “Independent Regulatory Agency” – Specifying the Functions, Duties, and Responsibilities of the Agency – Delegating the Agency the Necessary Authority to Implement and Enforce the Law – Imposing Standards for Agency Conduct – Providing for Agency Oversight

How is the Framework Supposed to Work?

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– Typically, an Independent Regulatory Agency is Delegated Broad Authority to: – Interpret & Implement the Law through the Promulgation of Regulations (Quasi-Legislative Power) – Monitor Compliance and Enforce the Law (Quasi- Executive Power) – Apply the Law to Facts to Determine whether the Law has been Offended and Assess Sanctions (Quasi- Judicial Power)

Agency Authority &

Functions, Duties, and Responsibilities

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