11141622 - MY Level III Training Material

11/10/22

The Effective Regulator

– Inspires Trust and Confidence in the Regulatory Process – Understands his or her Responsibilities, Duties, Obligations as well as the Agency’s Functions under the Law – Acts within the Scope of Authority Delegated – Fairly and Objectively Applies the Law – Exercises Good Judgment – Is Ethical, Reasonable, and Fair

– Has a High Work Ethic – Exercises Discretion – Ensures that Subordinates are held to the Same Standards of Conduct

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– To Effect Compliance – With the Law Through

– Fair and Reasonable Regulation – In Order to Ensure the Integrity of the Regulated Industry without stifling its growth & profitability so as to – Foster Public Confidence and Achieve – All Regulatory Objectives

Primary Goal of the Regulator

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