140
Index
References to photographs and illustrations are given in bold type.
9/11 Memorial, 69 9/11 terrorist attacks, 63, 70–71, 71, 73, 77, 79, 81 Jill Considine on, 68, 73 1929 stock market crash, 13 1933 Glass-Steagall Act, 19 1987 stock market crash, 44, 44–45, 48, 49, 106
Black Tuesday, 16 BNY Clearing Services LLC, 131
BNY Mellon, 131 Bodson, Michael
on cybersecurity, 121 as DTCC executive managing director, 115 as DTCC president and CEO, ix, 87, 87, 92, 106, 106–107, 129
A
retirement of, 106, 125, 131 on risk management, 112–113
Brennan, Kevin, ix bright future: 2021 and beyond, 122–133 accelerating settlement yet again, 129 building the workforce of tomorrow, 130–131 clients at the forefront, 132 COVID-19 pandemic, 124–125, 124 – 126, 128 environmental sustainability, 128, 128 Frank La Salla: DTCC president, CEO and director 2022–, 131, 131 future is now, 133 meme stock event, 128–129 new leadership for a new era, 131–132 opportunities ahead, 132–133 broker-to-broker trades, 23 Brooklyn Army Terminal, 78, 92 Brooklyn backup data center, 48, 50–51, 51, 76, 78, 91–92, 93 Business Transformation Office, 119
Abel, John, 120 accelerating settlement again, 119, 119–120 yet again, 129 Advancing Women Leaders, 130 ALERT, 124 Alizzi, Anthony, ix
Alternative Investment Product (AIP) Services, 112 American Stock Exchange (AMEX), 12–13, 16, 21–22 Ames, Mike, ix Argueta, Daniel, 54 Arning, Lee D., 10 artificial intelligence, 118 Assenza, Karen, 57 attestation program, 121 Automated Customer Account Transfer Service, 36, 42 automation innovating through, 36, 37, 38–39, 42 Avox Limited, 101 Axilrod, Peter, ix, 85
C
Callahan, Mary Ann, ix, 60, 60 Canaday, S. E., Jr., 32 Canadian Depository for Securities Limited, 60
B
carbon neutral, 128 Carriero, Eileen, 29 Cede and Company, 91
backup plan, new, 78–79 backup system, 30, 31 Banking and Securities Industry Committee (BASIC), 19, 21–24, 29, 32 bearer bonds, 38 Bear Stearns, 83, 106 Bell, Keisha, ix, 130, 130–131 Bellini, Cathie, ix Bellini, Michael, viii Benedict, Christine, 43 Bernard L. Madoff Investment Securities, 82, 84 Bevis, Herman as BASIC executive director, 22–23 as CEO of Price Waterhouse, 22 Bishop, Lynn, ix, 111, 112, 115, 118 Black Monday, 37, 44–45, 45 municipal, 35, 35–36, 43 William Dentzer on, 34
Central Certificate Service (CSS), 11, 13, 16, 18–19, 21–25, 25 becomes The Depository Trust Company in 1973, 22, 25, 25, 28 launches as subsidiary of NYSE, 22, 25, 38
central counterparty clearinghouses (CCPs), 60 central securities depositories (CSDs), 27, 60 Cherry, Sylvia, 29 Childs, Christopher “Chris,” ix, 85, 114, 114 Chinnici-Everitt, Marie, viii, 107–108, 128 clean energy, 128 client demand, meeting, 105–106 cloud computing, 118 Colangelo, John, ix, 18, 45, 67 collateralized debt obligations (CDOs), 82 Collazo, Marisol, ix, 109, 132, 132
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