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THE STORY OF THE DEPOSITORY TRUST & CLEARING CORPORATION
high visibility, 107–109 meeting client demand, 105–106 Michael Bodson: president and CEO 2012–2022, 106, 106 hijacked airliner, Flight 93 downed in western Pennsylvania, 72 Hodash, William “Bill,” ix, 64, 64, 101, 104 Holland & Knight Charitable Foundation, Inc., 75 home prices, 83 housing bubble, 83 Hyperledger Project, 118
as senior officer in charge of the vault, 90, 94–95 Ferreira, Bob, 29 Feuchtwanger, Jacob as DTCC managing director and chief information officer, 36, 38 as DTC manager, ix, 36 filming certificates, 37, 39, 42
Financial Stability Board, 101, 113 fintech (financial technology), 118 rise of, 115, 115, 116, 118–119 Fiore, Natalie, 33 Fixed Income Clearing Corporation (FICC), 86 Mortgage-Backed Securities Division, 97 risk management strategies, 98, 98–99
I-J-K-L
ID System Reference Guide, 57 innovation, 123
Forbes
list of best midsize employers, 113
automation through, 36, 37, 38–39, 42 Institutional Delivery System (ID), 30, 36, 60, 65 Insurance Services business, 50 interactive ID, 60 interest payments, 71 rates, 83 International Depository and Clearing, 55, 60–61, 61, 64 International Securities Clearing Corporation, 57, 59 Investment Company Institute (ICI), 120 as AMEX communications consultant, 16, 38 as DTC chairman and CEO, 18, 25, 38, 38, 48, 51, 54 as DTC vice president, Participant Services, 32 on risk management, 46 on same-day settlement, 54 as technology manager for BASIC, 22–24, 31 J.P. Morgan Investment Management, 57 Jaenike, William “Bill”
Ford, Gerald (president), 23, 32 freeze-drying, 83, 93–95, 94 Fund/SERV, 43, 71, 112
G
Galleta, John, 54 Gambardella, Rob, ix, 112 GameStop, 128 Garguilo, Ronald, 55 Garrison, Robert “Bob,” ix, 92 Geithner, Tim Girls Who Code, 118 Global Corporate Actions, 67 global financial system
as US Secretary of the Treasury, 91
security and integrity of, vii–viii Global Legal Entity Identifier (LEI) System, 101, 104 Global Markets Entity Identifier Utility, 104 Global Relations Education and Training (GREAT) workshops, 60 Global Trade Repository (GTR), 98, 112, 114 going global: 1995–2001, 58–67 Jill Considine on, 58 looking beyond Europe, 66, 66–67 looking to London, 60–61, 64–66 Government National Mortgage Association, 49, 55 Government Securities Act (GSA) of 1986, 42 Government Securities Clearing Corporation (GSCC), 43, 57, 71 government securities committee, 37 Gray, Andrew on default simulation, 86 as DTCC managing director, Core Business Management, 104 as DTCC managing director and group risk officer, ix, 86, 120 Great Depression, 12 Great Recession, 82–84, 97, 99 Ground Zero, 73 Group of Thirty, 48, 49
Kaloostian, Diran, 24 Keady, Tim, ix, 105 Kelly, David, 44 Knight Capital, 83, 86–87, 88, 90
Lane, Anna, 33 La Salla, Frank, vii, vii, 122, 125, 131, 131–132 Lee, Thomas as developer of DTC information technology system, 30 Lehman Brothers, 84, 84 Leone, Anthony, ix Lind, Karen, 55 logical adjacencies, 98
Loke, Monica, 29 London, England
looking to, 60–61, 64–66 office in, 59, 60–61, 63–64
London Stock Exchange, 70
M
Madoff, Bernie, 84 Mahoney, James P., 33 markets closed
H
one day a week, 12, 14 week after 9/11, for, 78 market transparency, 84–85 Markit, 114 MarkitSERV, 114 Mauro, Vincent, 43
Haack, Robert W., 19, 19 headquarters at 55 Water Street in downtown NYC, 21, 22, 30 higher profile: 2010–2015, 96–109 aftermath of the economic crisis, 99–101, 104 evolving the organization, 106–107 expanding its global footprint, 104–105
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