DOE Shipments 1
Item
Authority DOT-FRA
Licensee Shipments
Comment
Safety Compliance Oversight Plan (SCOP)
X
X
Numerous provisions take place before and during shipment, conducted either by the FRA or by FRA-certified state inspectors. 10 CFR 73.37(b)(1)(vi) Application must be submitted to the NRC 6 months in advance and must include information the licensee has obtained from states (e.g., escorts, safe havens, contact information). Agreement between the U.S. and Canada committing to joint efforts to protect and improve the water quality of the Great Lakes. Various parties may provide notification (see below). DOE has traditionally accepted state input. It is not clear whether licensees must consider state input on key dates and curfews as part of preplanning and coordination. 10 CFR 73.37(b)(2) Licensee must provide advance notification to the governors or their designees. If sent by mail, notification must be postmarked 10 days in advance; otherwise, notification must be received 7 days in advance. Changes to the schedule of 6 hours or greater require notification. State-specific, paid either before or after shipment State-specific State-specific State-specific 10 CFR 73.37(b)(1)(iv) and (v) requires the licensee to do this at least 2 weeks prior to shipments (see below)
Route approval
NRC
X
X
Notification to Canada of shipment affecting the Great Lakes
Great Lakes Water Quality Agreement, Annex 6
X
X
Overweight permits Preplan and coordinate with states
States
X X
X X
NRC
Curfews/key dates to avoid
States
X
Inspection requirements Escort requirements Advance notification
States States
X X X
X X X
NRC
State fees
States
X
X
During or at the Start of Shipment CVSA Level VI Inspection (truck)
DOT
X
X
49 CFR 385.415(b)(1), conducted by state inspectors (see below)
2
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