TRIBAL GAMING REGULATORY AGENCY SUITABILITY DETERMINATION
1.
APPLICANT INFORMATION
EMPLOYEE NAME: DATE OF BIRTH: TRIBAL AFFILIATION: SOCIAL SECURITY #:
Jill Smythe 12/25/76
Tribal Member
555-55-555
(X) ( )
APPLICANT STATUS:
KEY EMPLOYEE
PRIMARY MANAGEMENT OFFICAL
POSITION:
Count Room Supervisor
2.
SYNOPSIS OF BACKGROUND INVESTIGATION CONDUCTED
A routine background investigation of Jill Smythe was initiated pursuant to her application for renewal of her gaming license. The investigation included a criminal and credit history check and interviews with co- workers, friends, and family members. Since Ms. Smythe’s initial hire, she married Larry Smythe. During the investigation, I learned that Jill and Larry Smythe underpaid their income taxes for 2013 and they now owe the IRS approximately $30,000 in back taxes plus fines in the amount of $20,000. Additionally, I learned that Larry has been charged with writing bad checks on his joint account with Jill and the cases are now pending in district court. It was also discovered that in 2006 Larry was a government witness in a federal racketeering case against John Williams, a notorious St. Louis mobster. Though Larry was never charged, newspaper accounts alleged that Larry, who had worked for Williams as an accountant for several years, was granted immunity in exchange for his testimony. Williams was convicted of federal racketeering, tax evasion, and money laundering charges. He remains incarcerated. In relation to Jill Smythe, an FBI criminal history report was received and reviewed with the following findings:
No arrest history No record of conviction
3.
SUITABILITY DETERMINATION
Based upon the findings of background investigation and the confirmation of the applicant’s information and taking into consideration the applicant’s prior activities, criminal records (if any), reputation, habits and associations, it has been determined that the above named individual:
( ) Should be granted a gaming license (X) Should be denied renewal of a gaming license ( ) Should have gaming license revoked
________________________________________________ Stella Wright, Director of Licensing and Compliance
_______________________
Date
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