NFA regularly communicates compliance updates, rulemakings and other important news via Notices to Members. Throughout FY 2025, NFA sent 27 Notices to Members on a variety of topics. These communications, combined with educational events held throughout the year, form NFA’s multifaceted approach to ensuring Members understand their regulatory requirements. This approach played an important role in educating firms about modifications to NFA’s Member Questionnaire requirements, which became effective in October 2024. Responses to the Member Questionnaire provide NFA with material information regarding Members’ operations and are critical data sources for NFA’s oversight responsibilities. NFA adopted Compliance Rule 2-52 and related Interpretive Notice 9082 and amended Bylaw 301 to modify requirements surrounding the Questionnaire. To ensure Members understood the changes, NFA distributed several Notices to Members, hosted a dedicated panel at each Member workshop, and provided insight and answered questions during the Town Hall webinar.
NFA MEMBERSHIP AS OF JUNE 30, 2025 2,831 Members 37,057 Associates
TOWN HALL AND MEMBER WORKSHOPS
Recordings of the Town Hall and Member Workshops are available on NFA’s website .
2025 Chicago Member Regulatory Workshop
NFA 2025 ANNUAL REVIEW 13
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