NFA-2025-Annual-Review-r6-102325

About NFA

NFA is the industrywide SRO for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities. As of June 30, 2025, NFA had 512 employees.

NFA LEADERSHIP

Thomas W. Sexton, III President and CEO

Edward J. Dasso, III Senior Vice President, Market Regulation

David L. Hawrysz Senior Vice President, CFO and Treasurer

Dale Spoljaric Vice President, Capital and Exams

Tim Elliott Vice President, General Counsel and Secretary

Kathleen Clapper Head of Member Compliance and Regulatory Operations

32 NFA 2025 ANNUAL REVIEW

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