Level II - NM Training Book

8/20/19

Order to Cure - Analysis

• In spite of the numerous compliance issues identified in the audit, theTGA has elected not to issue a Notice ofViolation to the individual managers of the two departments at this time.TheTGAwill instead issue this notice of the identified deficiencies and order theMarketing and Players Club departments to comply with applicable requirements through this Order toCure Deficiencies. • This action is consistent withSection 5(E) of theGamingStatute, which delegates theTGA specific oversight and enforcement authority in relation to all laws and regulations applicable to the gaming enterprise as well as any policies and procedures enacted in furtherance thereof. As part of its enforcement authority, theTGAmay also issue such orders and directives as may be necessary to ensure compliance with these laws and regulations. Any licensee who fails to comply with an order or directive of theQTGA is in violation of theOrdinance. • Each director , therefore, is hereby notified that failure to comply with this Notice andOrder toCure Deficiencies and the requirements applicable to promotions shall constitute a serious violation of theGamingStatute that may result in the assessment of a civil fine and/or subject you to adverse licensing actions by theQTGA.

Order to Cure - Conclusion

• In viewof the foregoing, theTGA hereby orders, commands, and directs the following: • All future promotions shall be in full conformance with Part X of the regulations; • Within thirty (30) calendar days from the date of service of this notice, you shall prepare a memorandum directing all staff performing promotion-related functions to review this Notice andOrder to Cure Deficiencies, theTGRAGuidance document, and all other applicable policies and procedures relating to the conduct of promotions. • This Notice andOrder to Cure Deficiencies is effective immediately, and compliance with the provisions of this Order is mandatory. • Please be advised that you shall have an opportunity to be heard on this matter at a hearing before theTGA on Friday, January 2, 2015, at 11:00 am in the offices of theTGA, which are located at 1313 Mockingbird Lane. Please notify theTGAwithin ten days fromthe date below if you wish to contest thisOrder toCure and proceed to hearing. Failure to provide such notice within the specified timeframe will be construed as your acceptance of the terms and conditions set forth herein

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