Connected 72 - Summer 2019

MEET THE TEAM – 7

Kevin Sim (ASCI) Compliance Helpdesk Team Leader Kevin moved to Tenet in February 2019, and has 20 years’ experience within the industry. His background is primarily within stockbroking and finance, and he has managed a wide range of teams in Operations and Risk functions. He has recently completed his Lean Six Sigma / Continuous Improvement qualifications, and is keen to implement this wherever he can. In his spare time, Kevin is a Scout Leader, and also a season ticket holder at Brighton & Hove Albion, along with his two children.

Graham Hadley DipPFS Senior Compliance Helpdesk Officer

Mark Forsey DipPFS Compliance Helpdesk Officer

Mark joined Tenet in 2009 and has over 20 years’ experience within the financial services industry. His working career commenced in design and production engineering after attaining BEng (Hons) Mechanical Engineering (Design) and then changed career path with the first financial services role at DBS. Mark has also worked in various Directly Authorised firms within FS compliance roles involving compliance oversight, implementing systems & controls, creating and / updating processes & procedures, business assessments, training & competence, complaint handling, financial promotions and has undertaken due diligence and compliance audits.

Graham joined Tenet in June 2012 from Lloyds Banking Group after just over 30 years’ service. During this time he fulfilled a wide variety of roles in both the branch network and head office, including acting as an adviser for both the independent and tied arms of the financial services division.

Mick Foster DipFA Compliance Helpdesk Officer

George Healey Trainee Compliance Helpdesk Officer

Simon Hunt Compliance Helpdesk Officer Simon joined Tenet on the Compliance Helpdesk in April 2015. He has 35 years’ experience within financial services having performed various roles including financial adviser, compliance oversight, complaints, investigations and training & competence. In his spare time Simon enjoys walking and

Mick joined Tenet in August 2015, following 31yrs in the industry both as an adviser and latterly in Compliance, covering Complaints, Risk, Investigations and file reviews. He transferred to the Helpdesk in July 2018, bringing a valuable wealth of experience to the team.

George joined Tenet in September 2014 as a General Office Assistant, then moved to be an Authorisations Consultant in March 2015. He recently joined the Compliance Helpdesk in November 2018. He is currently working towards Diploma status, having completed his Level 3 Certificate in Mortgage Advice.

mountain biking whenever he can. Simon is currently working towards Diploma status.

Zoe Warrington Compliance Helpdesk Administrator Zoe joined Tenet on 1st March 2007 as an Authorisations Consultant and moved to the Compliance Helpdesk as Administrator in January 2016. Zoe deals with the Compliance Helpdesk and also the Compliance Audits. Zoe previously worked for a firm of Solicitors specialising in conveyancing, wills and probate.

If you have any queries, please feel free to give us a call on 0113 239 5318 or you can email us at compliance@tenetgroup.co.uk

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