7/2/18
Business Interests
§ Is the Applicant connected w ith any domestic or foreign-based corporations. § Is the Applicant connected w ith any nonpro fit organizations, charitable foundations, o r po litical action comm ittees. § Is the Applicant connected to any gam ing related corporations or business. § Is the Applicant connected to any businesses that ho ld a vendor license in your jurisdiction. § Is the Applicant connected to any tribally owned or operated businesses. § Has the Applicant ever been a significant shareho lder in a publicly -traded company. § Has the Applicant ever served as an o fficer or board member for any co rpo ration o r LLC . § Have any o f these affiliated entities been the subject o f prior controversy, bankruptcy, litigations, or sanctions.
Regulatory Issues
§ Has the Applicant (or their business affiliates) ever had a gam ing license revoked, suspended, conditioned, or denied. § Has the Applicant (or their business affiliates) ever been invo lved in any tribal, state o r federal regulato ry complaints. § Does the Applicant ho ld any pro fessional business licenses or pro fessional designations. § Has there ever been any complaints or disciplinary actions taken against the Applicant. § Has the Applicant ever been sanctioned by a tribal, state, or federal regulatory agency.
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