2021 ESG Annual Report

Shareholder Proposals

Shareholder Proposals

Supported Proposal

Opposed Proposal

ENVIRONMENTAL

38 10

42% 36% 60% 91% 54% 80% 66%

53 18

58% 64% 40%

Climate Change

Environmental Report

3

2 1

Climate Lobbying

10

9%

SOCIAL

73 16 31

62

46% 20% 34%

Human Capital Management

4

Reviewing Political Spending or Lobbying

16

Report on EEO-1 Data

3

100%

0

0%

GOVERNANCE

166

42% 94% 71%

231

58%

Eliminating Supermajority Provision

17 27

1

6%

Separation of Chair and CEO

11 66

29% 92%

Right to Act by Written Consent

6 7

8%

Declassification of the Board

100% 100%

0 0

0% 0%

Majority Vote for Election of Directors

11

Source: Neuberger Berman. Data for the calendar year 2021.

While the overall number of shareholder proposals we voted on remained relatively consistent year-over-year, we continued to support resolutions that are both material across many sectors and have a high level of standardization. For example, we supported proposals pertaining to environmental reporting and workforce composition data leveraging EEO-1 data at a higher rate, signaling to companies the importance of providing disclosure on material ESG topics. Additionally, given the potential reputational impact of the use of company funds in relation to trade associations and political processes, we continued to support a high percentage of resolutions pertaining to political spending or lobbying activities, including ones focused on climate-aligned lobbying. Below we provide examples of key shareholder proposals to illustrate the factors considered and rationales that underpinned our vote decisions.

2021 ESG ANNUAL REPORT

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