2021 ESG Annual Report

ENVIRONMENTAL METRICS

2018

2019

2020

2021

Global Employees using public transportation

88%

89%

10%

33%

GHG emissions from business travel (Metric tons CO 2 e)

5,500

5,000

889

559

GHG emissions offset from estimated global travel

100%

100%

100%

100%

Electricity used for regional headquarters (gigajoules) 3

22,593

NY Headquarters Square footage as percentage of total global office space

64%

58%

57%

63%

LEED certifications

Silver

Silver

Silver

Silver

Total energy used (gigajoules)

48,499

43,003

38,362

38,315

Electricity used (gigajoules)

21,508

21,911

19,552

19,020

Steam used (gigajoules)

26,991

21,092

18,810

19,296

GHG emissions from energy used (Metric tons CO 2 e)

3,420

2,655

2,369

2,347

Total water used (million gallons)

8.6

8.4

6.5

5.9

Waste recycled (diversion rate)

47%

53%

59%

59%

Note: As an employee-owned private firm, this report is not intended as a communication to investors, however the Sustainability Accounting Standards Board (SASB) standards for Asset Management & Custody Activities have helped inform this report. The SASB disclosure topics below align closely with our stakeholder metrics as noted. 1. Transparent Information & Fair Advice for Customers i) Number of adverse final judgments in legal proceedings relating to marketing communications of investment products 2. Employee Diversity & Inclusion

i) Global Staff diversity metrics ii) U.S. Staff diversity metrics 3. Incorporation of Environmental, Social, and Governance (“ESG”) Factors in Investment Management & Advisory i) Assets managed with consistent and demonstrable ESG integration ii) Total number of engagement meetings with corporate management teams including both equity and credit

3 The reported data for the London regional headquarters is half-year data due to the office’s relocation. This was added as a standard metric in 2021. Source: Neuberger Berman. Data for the calendar year 2021.

2021 ESG ANNUAL REPORT

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