2021 ESG Annual Report

Assets Under Management Around the Globe $460 billion 100% ESG Aware

First large asset manager to provide proxy vote disclosure well in advance of company meetings

First North American asset manager to secure a sustainability-linked credit facility

Awarded Top Score A+

3,162 Equity Engagements

1,463 Fixed Income Engagements

In the most recent UN-supported Principles for Responsible Investment (PRI) assessment report for our overarching approach to ESG strategy and governance, as well as ESG integration across each asset class*

1989 First dedicated sustainable investing strategy

>2,500 Credit >7,000 Equity

Proprietary NB ESG Quotient Ratings

Named to PRI 2020 Leaders’ Group, awarded to only 20 of 2,100+ PRI investment manager signatories*

Disclosed votes in advance of 62 shareholder meetings in 2021

*Please refer to page 68 for associated disclosure. All information is as of December 31, 2021 unless otherwise noted.

2021 ESG ANNUAL REPORT

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