ENVIRONNEMENT
SOCIAL
GOUVERNANCE
3.1 Financial crime Our Group implements compliance rules governing financial crime for all its entities, as detailed in its Financial crime prevention statement. Furthermore, all of our employees receive regularly updated training to raise awareness of these issues and maintain their vigilance.
UN Global Compact (UNGC)
Our Group is a signatory of the United Nations Global Compact . In this regard, we are committed to upholding its fundamental principles in the conduct of our operations.
Anti-money laundering and counter-terrorist financing
Sanctions Under our Group’s Sanctions policy, we comply with the sanction regimes applicable in the countries where we operate. In addition to local checks, we verify the identity of clients, third parties, and transactions against the sanction lists issued by the European Union or any member state, the United Kingdom, the United Nations Security Council, and the United States. Fighting corruption Our Group maintains a zero-tolerance policy towards any form of corruption and is committed to complying with all anti-corruption laws and regulations applicable to our activities. All these rules and measures are outlined in Rothschild & Co’s Financial crime policy statement.
The policies in place within our Group regarding anti-money laundering (AML) and counter-terrorism financing (CTF) aim to ensure compliance with the requirements of the Prudential Supervision and Resolution Authority (ACPR), unless these requirements conflict with local legal or regulatory obligations. In such cases, the principles set at the Group level are supplemented by policies and procedures aligned with local regulatory requirements. Tax evasion We are fully aware of our role in the fight against tax fraud , and considerations related to this matter are included in our financial crime compliance framework, as outlined in our Group’s Financial crime policy statement.
All the measures against financial criminality can be consulted in the Rothschild & Co Financial Crime Policy Statement .
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Rothschild & Co Asset Management - 2024 CSR Report
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