State of M&A in Kansas City 2021

The St a t e o f M&A i n Kansas C i t y CC CAP I TAL ADV I SORS 2021

Reaching New Heights

THE PAST YEAR SAW CONTINUED OPTIMISM ON FINANCIAL FRONTS AS THE ECONOMY AND FINANCIAL MARKETS GAINED UNPARALLELED MOMENTUM DESPITE LABOR SHORTAGES AND SUPPLY CHAIN CONSTRAINT HEADWINDS THAT OCCURRED IN THE LATTER HALF OF THE YEAR. That optimism helped shape a banner year for M&A both domestically and globally, as record liquidity and favorable financing costs, coupled with confidence in the pandemic recovery, led to unprecedented deal volume and premium valuations. Given the current economic landscape, we expect dealmaking to continue at a high rate in 2022, with inflation and rising interest rates posing as potential threats to confidence in the economy.

The 2021 CC Capital Advisors State of M&A Report examined a record 253 transactions involving Kansas City-area companies, a year- over-year increase of 43%. Momentum that began building in the second half of 2020 continued throughout 2021 resulting in increased deal activity. The 253-transaction count is the highest in the 17 years of this report. Many of the macro factors seen in previous years continued to fuel deal-making, as ample liquidity, robust private equity dry powder, and a favorable lending environment combined with overall confidence in the pandemic recovery drove the record activity. Globally, M&A volume reached record highs, surpassing $5 trillion in deal value. The United States led the charge, with a record total deal valuation exceeding $2.5 trillion. Some of the top U.S. deals included a couple of local sellers: Kansas City Southern’s sale to Canadian Pacific Railway for $31 billion and Cerner’s pending sale to Oracle for $28 billion were some of the largest M&A deals nationwide.

Other noteworthy U.S. deals include: Discovery Inc.’s sale to AT&T for $43 billion, Medline Industries’ sale to Blackstone, The Carlyle Group, Hellman & Friedman, and others for $34 billion, and PPD, Inc.’s sale to Thermo Fisher Scientific for $17 billion. Locally, the M&A environment played out in a similar fashion to the broader global market, as Kansas City saw strong activity in the Financial Institutions, Technology, and Healthcare/Life Sciences sectors. Financial Institutions led the way with 51 transactions, Technology was a close second at 48, and Healthcare/Life Sciences tallied 36 deals. A few notable transactions from the past year, in addition to the aforementioned Kansas City Southern and Cerner deals, include the sale of QTS Realty Trust to The Blackstone Group for $10 billion, the reverse merger of Northern Genesis Acquisition Corp. with Embark Trucks, Inc. for $4.6 billion, and the sale of NIC, Inc. to Tyler Technologies for $2.3 billion.

YEAR IN REVIEW CC Capital Advisors had a record 2021 advising several high-quality local companies across a number of industries and transaction-types. The team advised nine successful transactions at a combined value of more than $350 million, as valuations continue to rise and companies search for growth.

TO P D E A LS I N 2021*

LOCAL BUYER, LOCAL SELLER, OR BOTH

TRANSACTION GEOGRAPHY

CROSS BORD E R 9 Transactions

$31.0 billion — $28.3 billion — Sale of Cerner (Nasdaq:CERN) to Oracle Corporation (NYSE:ORCL) $10.0 billion — Sale of QTS Realty Trust (NYSE:QTS) to The Blackstone Group (NYSE:BX) $4.6 billion — $2.3 billion — Sale of NIC, Inc. (Nasdaq:EGOV) to Tyler Technologies (NYSE:TYL) Sale of Kansas City Southern (NYSE:KSU) to Canadian Pacific Railway (NYSE:CP) Reverse Merger of Northern Genesis Acquisition Corp. and Embark Trucks, Inc. (Nasdaq:EMBK)

Local Buyer and Local Seller 39 Deals

MISSOURI 86 Deals

KANSAS 158 Deals

Local Buyer 94 Deals

I N T E RNAT I ONA L 23 Transactions

253 TOTAL DEALS

Local Seller 120 Deals

Note: * This list of top deals is compiled from the limited number of transactions for which terms were disclosed. Many deals do not disclose pricing and thus are not included on this list.

34% Financial

STRATEGIC VS FINANCIAL

66% Strategic

DEALS BY INDUSTRY

51 36

48

253

HISTORICAL M&A ACTIVITY BY QUARTER

28 21

24

15

207

7 3

14

195

10

6

3 6 182

177

5 0

4 7

160

149 151

5 2

144

7 1

132 137

4 3

130

5 0

128 126

3 4

Architecture/ Engineering Construction

Consumer Products & Services

Energy/Utility & Infrastructure

Financial Institutions

Food/Agriculture & Animal Health

Healthcare/ Life Sciences

Manufacturing & Distribution

Professional Services/ Advisory

Technology/Media & Telecom

Transportation & Logistics

3 7

4 4

5 1

4 6

114

2 8

3 7

3 3

3 3

3 0

4 4

3 3

3 8

2 5

4 5

3 2

5 7

3 3

Q4 Q3 Q2 Q1

2 7 2 9

3 2

4 3

3 7

5 2

4 5

5 8

3 1

3 2

4 3

4 1

3 2

2 8

3 1

2 9

2 6

2 7 2 8

2 7 2 3

5 7

5 7

5 1

5 2

4 9

4 1

4 0

3 9

3 4

3 6

3 9

3 4

3 3

TOP DEAL MAKERS

2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021

LOCAL M&A ACTIVITY BY MONTH

Mariner Wealth Advisors

14

6

Creative Planning, Inc.

28

253

26

25

25

25

4

Terracon Consultants, Inc.

23

20

19

4 4

ProPharma Group Holdings, LLC

17

16

15

14

Aria Care Partners

Monthly Deals Cumulative Deals

2

4

6

8

10

12

14

16

0

N U M B E R O F T R A N S A C T I O N S

JAN

FEB

MAR

APR

MAY

JUN JUL

AUG

SEP

OCT

NOV

DEC

2021 KANSAS C I T Y AR E A T RANSACT I ONS

Trends to Consider M&A RECORDS WERE SMASHED IN 2021 AS DEAL VOLUME AND VALUATIONS REACHED UNPARALLELED HEIGHTS. The pandemic motivated many sellers to contemplate a sale sooner than they may have otherwise. A market filled with an abundance of determined buyers flush with cash matched with motivated sellers has driven valuations upward. Despite record-high valuations, we expect dealmaking to continue as companies utilize record cash balances to turn to M&A as a means for growth and to remain competitive in their respective markets. Additionally, fears of potential tax increases motivated sellers to execute deals prior to year-end. Any upcoming tax legislation proposals will be worth monitoring and could impact M&A activity again in 2022. This year will bring new opportunities and challenges as record valuations, evolving monetary policy, the labor market, and supply chain constraints take center stage as central issues and trends:

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q1 JANUARY Healthcare/Life Sciences

IntelligeneCG, LLC

Olathe, KS

Entirety

Ardiah Group, LLC

Overland Park, KS

VersaFlex Incorporated (Kansas City, KS)

PPG Industries, Inc. (NYSE:PPG)

Manufacturing/Distribution

DalFort Capital Partners

Dallas, TX

Pittsburgh, PA

Technology/Media/Telecom GEOS Worldwide Limited Consumer Products & Services Cranney Companies, Inc.

Montgomery, TX

Assets Entirety

Garmin International, Inc. Olathe, KS

Danvers, MA

The Flint Group, LLC

Kansas City, MO

Consumer Products & Services TITLE Boxing Club International, LLC Overland Park, KS Entirety

BoxUnion Holdings, LLC Santa Monica, CA

54 Wendy's Restaurants

Consumer Products & Services NPC International

Leawood, KS

Yellow Cab Holdings

Thorndale, PA

Healthcare/Life Sciences

Knit-Rite, Inc.

Kansas City, KS

Entirety

Thuasne SAS

Levallois-Perret, France

USI Insurance Services, LLC South Western Communications, Inc.

Financial Institutions

Creative Planning, Inc.

Overland Park, KS Creative Planning Benefits Division

Valhalla, NY

Architecture/Engineering & Construction

All Systems, Inc.

Kansas City, KS

Entirety

Newburgh, IN

RECORD VALUATIONS Strong U.S. GDP growth, large corporate cash balances, and a continued low interest rate environment have helped foster a sustained M&A appetite. Private Equity buyers remain active and will likely continue to be so in 2022. The amount of dry powder and capital from new funds available to deploy remains at record highs. The competition amongst the large pool of enthusiastic buyers has led to a willingness to “pay up” for acquisition assets, contributing to the continued rise of valuations to these record levels. INFLATIONARY PRESSURES After years of quantitative easing and aggressive government spending, the Federal Reserve’s response to price increases will be one to watch, as it focuses on balance sheet tapering and multiple rate increases throughout this next year. Rising interest rates would lead to increased financing costs for acquirers. The looming threat of increasing rates could impact acquirers that rely heavily on financial leverage to complete acquisitions, likely motivating them to complete deals sooner rather than later. Over time, increased interest rates will impact stock market valuations, which would likely translate to lower M&A valuations. LABOR Across many industries, a shrinking workforce has been a concern for business owners. Workers taking early-retirements, an evolving post-pandemic employee landscape, and a labor force that has been leaping to better paying jobs have all shaped a tightening pool of workers. Employers are faced with the challenge of

attracting workers from a decreasing pool of willing and skilled labor, driving wages up and resulting in slower growth and lower profitability. With this shortage in the skilled labor market, many companies will turn to M&A as a near-term solution to fill their employee base via acquisitions. SUPPLY CHAIN CONSTRAINTS Supply chain disruptions have played a key role in inhibiting growth for companies. Logistical obstacles in the market, a rebound in consumer demand, a shortage of supply chain labor to fulfill demand, and a shortage of shipping containers have all led to massive bottlenecks for the flow of goods. Companies have been forced to adapt to supply chain challenges, and businesses could turn to M&A as part of vertical integration strategies to mitigate supply chain risk in the future. Despite any headwinds that emerged in the latter half of 2021, the overall economy is trending positively, and M&A activity continues to point towards strong activity and valuations in 2022. So how can business owners navigate this ever-changing environment? Do you have a strategy in place to take advantage of historically high valuation multiples? Is your business prepared for a pending transition? There are many challenges to confront and factors to evaluate when contemplating the purchase or sale of a business. If your company is considering a transaction in 2022 – or just looking for strategic advice on succession planning or raising capital – be sure to engage a qualified advisor who can help provide the integrity and experience you need to make important growth decisions.

Unknown Ownership Stake Doosan Bobcat

Manufacturing/Distribution

Ainstein AI

Lawrence, KS

Seoul, South Korea

Architecture/Engineering & Construction

Burleson Consulting, Inc.

Marina, CA

Entirety

Terracon Consultants, Inc. Olathe, KS

Western Capital Resources, Inc.

Manufacturing/Distribution

Swisher, Inc.

Warrensburg, MO Entirety

Omaha, NE

Kendall Pointe Surgery Center, LLC

Healthcare/Life Sciences

Oswego, IL

Entirety

ValueHealth, LLC

Leawood, KS

Atonix Digital, LLC (Management Buyout)

Technology/Media/Telecom Black & Veatch Holding Company Overland Park, KS

Group of Investors

Overland Park, KS

American Safety Council, Inc. MGP Ingredients, Inc. (Nasdaq:MGPI)

Professional Services/Advisory S/P2

Overland Park, KS Entirety

Orlando, FL

Consumer Products & Services Luxco, Inc.

Saint Louis, MO

Entirety

Atchison, KS

Technology/Media/Telecom Catholic Faith Technologies, LLC Overland Park, KS Entirety

Nelnet, Inc.

Lincoln, NE

INDUSTRY

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q1 FEBRUARY Professional Services/Advisory Wellington

Q1 MARCH Technology/Media/Telecom Employee Vitals

Overland Park, KS Entirety Lake Forest Park, WA Entirety Prairie Village, KS Entirety

Augeo

St. Paul, MN

Overland Park, KS Entirety

Selflessly, Inc.

Indianapolis, IN

Consumer Products & Services Town Center Hardware Professional Services/Advisory i. BossWell, Inc.

Westlake Hardware, Inc. Lenexa, KS

Focus Financial Partners (Nasdaq:FOCS) Terracon Consultants, Inc.

Financial Institutions

Prairie Capital Management, LLC Kansas City, MO

Entirety

New York, NY

Wayne M. Powell Winco Fireworks International, LLC

Kansas City, MO

Architecture/Engineering & Construction

Wholesale and Retail Divisions

GET Solutions, Inc.

Virginia Beach, VA

Entirety

Olathe, KS

Consumer Products & Services Victory Fireworks

Ellsworth, WI

Grandview, MO

Geriatric Practice Management Corp

Netsmart Technologies, Inc.

Essex, United Kingdom

Healthcare/Life Sciences

Asheville, NC

Entirety

Overland Park, KS

Manufacturing/Distribution

Durite Limited

Entirety

Safe Fleet Holdings, LLC Belton, MO

Retina Consultants of America ProPharma Group Holdings, LLC Penske Commercial Vehicles US, LLC

Technology/Media/Telecom KVG Partners; Reimagined Ventures

N/A

Paragon Mobile

Zego, Inc.

Kansas City, MO

Healthcare/Life Sciences

Retina Associates, LLC

Shawnee Mission, KS Entirety

Southlake, TX

Retirement Plan Division

Financial Institutions

Iron Financial, LLC

Northbrook, IL

Creative Planning, Inc.

Overland Park, KS

Diamond Pharma Services Limited

Harlow, United Kingdom

Healthcare/Life Sciences

Entirety

Overland Park, KS

Crimson Midstream Holdings, LLC Tortoise Acquisition Corp. II (Reverse Merger)

CorEnergy Infrastructure Trust (NYSE:CORR)

Energy/Utility & Infrastructure Carlyle Investment Management

Washington, DC

Kansas City, MO

Kansas City Freightliner Division

Consumer Products & Services Westfall O'Dell Dealer Group

Kansas City, MO

Dallas, TX

Volta Industries, Inc. (NYSE:VLTA)

Energy/Utility & Infrastructure Tortoise Sponsor II, LLC

Leawood, KS

San Francisco, CA

Consumer Products & Services Jay Hatfield Mobility, LLC Lee's Summit, MO Entirety

Mobility Works

Akron, OH

The Blueprint Insurance Services

Financial Institutions

San Diego, CA

Entirety

Lockton, Inc.

Kansas City, MO

Tranquil Lakes Investment Advisors

Ameriprise Financial, Inc. (NYSE:AMP)

Financial Institutions

Waddell & Reed Financial, Inc. Madison, WI

Minneapolis, MN

Tyler Technologies, Inc. (NYSE:TYL) Buyers Edge Platform, LLC

Technology/Media/Telecom NIC, Inc. (Nasdaq:EGOV)

Olathe, KS

Entirety

Plano, TX

Group Purchasing & Beverage Consulting Divisions

Consumer Products & Services Twilight Solutions, Inc.

Walnut Creek, CA

Entirety

Bravas, LLC

Overland Park, KS

Professional Services/Advisory Proairus Innovations, LLC

Lawrence, KS

Waltham, MA

PBMA Division of Piraeus Bank

Euronet Worldwide, Inc. (Nasdaq:EEFT)

Financial Institutions

Piraeus Financial Holdings S.A. Athens, Greece

Leawood, KS

Consumer Edge Research, LLC

Professional Services/Advisory Savvr, LLC

Kansas City, MO

Entirety

New York, NY

Financial Institutions

Kendall Bank

Valley Falls, KS

Entirety Entirety

Mark Emley Group

Overland Park, KS Mission Woods, KS

Technology/Media/Telecom Health Outcomes Sciences, Inc. Overland Park, KS Assets

Terumo Corporation GlynnDevins, Inc.

Tokyo, Japan

Manufacturing/Distribution

Realm Companies, LLC

Newton, IA

Great Range Capital

Technology/Media/Telecom Bluespire

Minneapolis, MN

Entirety

Kansas City, MO

DePere and Harvard Milk Processing Plants South American Plant Nutrition Business

Food/Agriculture & Animal Health

Dairy Farmers of America, Inc.

Kansas City, KS

NDSM Holdings

Dallas, TX

Food/Agriculture & Animal Health

Compass Minerals International, Inc. (NYSE:CMP) Overland Park, KS

ICL Group, Ltd.

Tel Aviv, Israel

Specialty Insurance Solutions, Inc.

RSC Insurance Brokerage, Inc.

Financial Institutions

Lenexa, KS

Entirety

Boston, MA

Aquiline Capital Partners; Stone Point Capital

Technology/Media/Telecom JLL Partners

New York, NY

Xact Data Discovery

New York, NY

Professional Services/Advisory Paydayz Staffing Solutions, Inc. Olathe, KS

Entirety

Execupay, Inc.

San Antonio, TX

Standex International Corporation (NYSE:SXI)

Enginetics Corporation

Manufacturing/Distribution

Salem, NH

Enjet Aero, LLC

Overland Park, KS

INDUSTRY

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q2 MAY Healthcare/Life Sciences

Q2 APRIL

Sun Drainage Products/Sigma Corp Trench Drain Sphere Wealth Management, LLC

Thrive Health Connection The Birken Manufacturing Company, LLC

Kansas City, MO

Entirety

Vivent Health

Milwaukee, WI

Manufacturing/Distribution

Cream Ridge, NJ

Entirety

Sioux Chief Mfg. Co., Inc.

Kansas City, MO

Manufacturing/Distribution

Bloomfield, CT

Entirety

Enjet Aero, LLC

Overland Park, KS

Prime Capital Investment Advisors, LLC

Financial Institutions

Fayetteville, AK

Entirety

Overland Park, KS

PIVVOT, LLC (Kansas City, MO)

Technology/Media/Telecom New Mountain Capital, LLC New York, NY

Terracon Consultants, Inc. Olathe, KS

Herbert L. Flake Company, LLC

Manufacturing/Distribution

Supply Chain Equity Partners Tampa, FL

Banner Solutions

Kansas City, MO

Technology/Media/Telecom Data Migration Resources, Inc. Mission, KS

Entirety

Syniti

Needham, MA

Architecture/Engineering & Construction

Sport Environmental Services, LLC

W. D. Laramore Manufacturing, Inc.

Shick Esteve Linxis Group Propio Language Services, LLC

Midland, TX

Entirety

Terracon Consultants, Inc. Olathe, KS

Manufacturing/Distribution

Thomasville, GA

Entirety

Kansas City, MO

HUB International Limited

Financial Institutions

KC Insurance Group, LLP

Overland Park, KS Entirety

Chicago, IL

Professional Services/Advisory Vocalink Global

Dayton, OH

Entirety

Overland Park, KS

Sterling Dental of North America, LLC

Consumer Products & Services ZuPreem

Shawnee, KS

Entirety

Manna Pro Products, LLC Chesterfield, MO

Healthcare/Life Sciences

Oklahoma City, OK Entirety

Aria Care Partners

Overland Park, KS

Certain North America Micronutrient Assets

Food/Agriculture & Animal Health

Compass Minerals International, Inc. (NYSE:CMP) Overland Park, KS

Koch Agronomic Services, LLC

Healthcare/Life Sciences Architecture/Engineering & Construction

Dest Dental Management, LLC Kings Mountain, NC Entirety

Aria Care Partners

Overland Park, KS

Wichita, KS

Berkeley Building Company, Inc.

Meridian, ID

Entirety

Summit Homes

Lee's Summit, MO

WANRack, LLC (Lenexa, KS)

CBRE Caledon Capital Management, Inc. Mission Peak Capital Advisors, LLC

Technology/Media/Telecom Grain Management, LLC

Sarasota, FL

Toronto, Canada

Technology/Media/Telecom Cytek Corporation

Kansas City, MO

Entirety

Group of Investors Shaddock National Holdings ProPharma Group Holdings, LLC Airtasker Limited

Kansas City, MO

Financial Institutions

Mount Street Group Limited London, England

Majority Stake

Kansas City, MO

Professional Services/Advisory Continental Title Company

Overland Park, KS Entirety

Plano, TX

The Planet Group (Deerfield, IL)

Sullivan, Bruyette, Speros & Blayney, LLC

Healthcare/Life Sciences

MidOcean Partners, LLP

New York, NY

Overland Park, KS

Financial Institutions

McLean, VA

Entirety

Creative Planning, Inc.

Overland Park, KS

Technology/Media/Telecom Zaarly, Inc.

Kansas City, MO

Entirety Entirety

Sydney, Australia

Ground Freight Expeditors

Transportation & Logistics

Paris Brothers, Inc.

Kansas City, MO

Allstates WorldCargo, Inc. Bayville, NJ

Technology/Media/Telecom AeroData, Inc.

Scottsdale, AZ

Garmin International, Inc. Olathe, KS

Technology/Media/Telecom Zeledon-Castillo, LLC

San Antonio, TX

e-Discovery Assets Xact Data Discovery

Mission, KS

Healthcare/Life Sciences

Konza Valley Capital, Inc.

Overland Park, KS Majority Stake in KCAS, LLC

Vitruvian Partners, LLP London, England

Anthem Sports & Entertainment Corp.

Technology/Media/Telecom Invicta Fighting Championships

Kansas City, MO

Entirety

Toronto, Canada

Remaining Shares of Farmobile, LLC (Leawood, KS)

Amsterdam, Netherlands

Ag Growth International, Inc.

Technology/Media/Telecom Anterra Capital

Winnipeg, Canada

Technology/Media/Telecom Lexolution, LLC

New York, NY

Entirety

Xact Data Discovery

Mission, KS

Stackify, LLC (Leawood, KS)

Technology/Media/Telecom Cypress Growth Capital, LLC Dallas, TX

Netreo, Inc.

Irvine, CA

Technology/Media/Telecom The Purple Guys

Kansas City, KS

Entirety

My IT, LLC

Metairie, LA

BeerKC Restaurant Group

Consumer Products & Services Port Fonda

Kansas City, MO

Entirety

Kansas City, KS

Healthcare/Life Sciences

OB Healthcare Corporation Lenexa, KS

Operating Assets InfuSystem Holdings, Inc. (NYSE:INFU) Rochester Hills, MI

Burns & McDonnell Credit Union

CommunityAmerica Credit Union Seaboard Energy California, LLC Graphic Packaging (NYSE:GPK) Creative Planning, Inc.

Financial Institutions

Kansas City, MO

Merger

Lenexa, KS

Energy/Utility & Infrastructure Pacific Ethanol Madera, LLC Madera, CA

Madera Facility

Shawnee Mission, KS

Manufacturing/Distribution

Americraft Carton, Inc.

Prairie Village, KS

Entirety

Atlanta, GA

Financial Institutions

Castle Wealth Advisors, LLC Indianapolis, IN

Entirety

Overland Park, KS

Architecture/Engineering & Construction

Mission Plumbing, Heating, and Cooling

Southern HVAC Corporation Lincolnshire Management; VSS Capital Partners Farm Journal, Inc.

Shawnee, KS

Entirety

Maitland, FL

Healthcare/Life Sciences

Barrier Companies

Lenexa, KS

Majority Stake

New York, NY

Technology/Media/Telecom AgFax Media, LLC

Brandon, MS

Assets

Lenexa, KS

Mayer Hoffman McCann P.C.

Professional Services/Advisory Berntson Porter & Company, PLLC

Bellevue, WA

Attest Assets

Kansas City, MO

INDUSTRY

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q3 JULY Manufacturing/Distribution Architecture/Engineering & Construction

Q2 JUNE Transportation & Logistics

UTXL, Inc.

Kansas City, MO

Entirety Entirety

Knight-Swift (NYSE:KNX) Phoenix, AZ

Champion Brands, LLC

Clinton, MO

Entirety

Plz Aeroscience Corp.

St. Clair, MO

Forterra, Inc. (Nasdaq:FRTA)

Technology/Media/Telecom A-S-K Associates, Inc.

Lawrence, KS

SnapIT Solutions

Overland Park, KS

Barbour Concrete Company Independence, MO Entirety

Irving, TX

Architecture/Engineering & Construction

L.R. Kimball Division

TranSystems Corporation

CDI-Infrastructure, LLC

Philadelphia, PA

Kansas City, MO

Consumer Products & Services Phone Medic, LLC

Overland Park, KS 16 uBreakiFix Stores

Asurion, LLC

Nashville, TN

AlphaGraphics Kansas City

Technology/Media/Telecom Priority Printing & Marketing, Inc. Kansas City, MO

Entirety

Kansas City, MO

Consumer Products & Services Flint Hills Ford and Flint Hills Hyundai Manhattan, KS

Entirety

Max Motors II, LLC

Butler, MO

1410 KKLO Leavenworth, 92.7 K224FF

Technology/Media/Telecom Vision Communications, Inc.

Lenexa, KS

Radio Vida Kansas, Inc.

Kansas City, KS

FMS Solutions Holdings, LLC

Technology/Media/Telecom Grocery Order Tracking, Inc.

Leawood, KS

Entirety

Fort Lauderdale, FL

Tank Trailer Cleaning Operations

Old World Spices & Seasonings, Inc.

Architecture/Engineering & Construction

QualaWash Holdings, LLC

Consumer Products & Services Head Country Bar-B-Q

Ponca City, OK

Entirety

Overland Park, KS

Kraft Tank, Inc.

Kansas City, KS

Tampa, FL

Allegiant Private Advisors, LLC

Financial Institutions

Sarasota, FL

Entirety

Mariner Wealth Advisors Overland Park, KS

Technology/Media/Telecom QTS Realty Trust, Inc. (NYSE:QTS) Technology/Media/Telecom Network Technologies, Inc.

Overland Park, KS Entirety

Blackstone (NYSE:BX)

New York, NY

Peoples State Bank (Leonardville, KS) ICF Industries, Inc.

Olathe, KS

Entirety

My IT, LLC

Metairie, LA

Financial Institutions

Stanley Bank

Overland Park, KS Entirety

Manhattan, KS

Technology/Media/Telecom Stayton Communications, LLC Independence, MO KCWJ-AM

Radio Vida Kansas, Inc.

Kansas City, KS

Manufacturing/Distribution Food/Agriculture & Animal Health

ID Global Corporation

Bannockburn, IL

Entirety

Pleasant Hill, MO

Consumer Products & Services PSD Holdings, LLC

Flower Mound, TX Entirety

Bravas, LLC

Overland Park, KS

Spyhouse Coffee Roasters

Minneapolis, MN

Entirety

FairWave Holdings, LLC Kansas City, MO

Environmental Services Business Unit

Architecture/Engineering & Construction

Black & Veatch Holding Company

Overland Park, KS

Versar, Inc.

Springfield, VA

Kuecker Logistics Group, Inc. Kuecker Logistics Group, Inc.

Transportation & Logistics

QC Software, LLC

Cincinnati, OH

Merger

Belton, MO

Northern Genesis Acquisition Corp. II Taylor Hill Insurance Service, Inc.

Embark Trucks, Inc. (Nasdaq:EMBK) High Street Insurance Partners, Inc.

Transportation & Logistics

Kansas City, MO

Merger

San Francisco, CA

Transportation & Logistics

PULSE Integration

Pittston, PA

Merger

Belton, MO

Financial Institutions

Blue Springs, MO Entirety

Traverse City, MI

Ares Private Equity Group

Transportation & Logistics

KPI, LP

Belton, MO

Majority Stake

Los Angeles, CA

Brokerage Operations of Riverside Transport

Transportation & Logistics

Riverside Transport, Inc.

Kansas City, KS

Fitzmark, Inc.

Indianapolis, IN

Three Bank Locations & Assets of Security Bank

Financial Institutions

Security Bank of Kansas City Kansas City, KS

Equity Bank

Andover, KS

Briggs Medical Service Company

Netsmart Technologies, Inc.

Healthcare/Life Sciences

West Des Moines, IA SimpleLTC, Inc.

Overland Park, KS

Architecture/Engineering & Construction

Bibb Engineers Architects & Constructors

S&B Engineers and Constructors, Ltd.

Kansas City, MO

Majority Stake

Houston, TX

Manufacturing/Distribution

Reliance Label Solutions, Inc.

Paola, KS

Entirety

Mason Wells

Milwaukee, WI

Financial Institutions

Adviceperiod Services, LLC Los Angeles, CA

Entirety Entirety

Mariner Wealth Advisors Overland Park, KS

Professional Services/Advisory Summit Health Law Partners Boston, MA

Husch Blackwell LLP Kansas City, MO

Greater Houston Transportation Company

Transportation & Logistics

Houston, TX

Entirety

WHC Worldwide, LLC Kansas City, MO

Healthcare/Life Sciences

WellSky Corporation

Overland Park, KS WellSky International

System C Healthcare plc Maidstone, England

Consumer Products & Services Sporting Kansas City

Kansas City, MO

Minority Stake

Patrick Mahomes Modern Litho, Inc.

Kansas City, MO

Technology/Media/Telecom Watkins Lithographic, Inc.

North Kansas City, MO Entirety

Jefferson City, MO

Healthdrive Corporation; Aria Care Partners

Healthcare/Life Sciences

SeniorWell

Buffalo Grove, IL

Entirety

Overland Park, KS

Healthcare/Life Sciences

Outreach Eye Care

Platte City, MO

Entirety Entirety Entirety

Aria Care Partners

Overland Park, KS

Financial Institutions

Channel Islands Group

Ventura, CA

Mariner Wealth Advisors Overland Park, KS

Healthcare/Life Sciences

Healthify

New York, NY

WellSky Corporation Krause Brokerage Services, LLC

Overland Park, KS

Central States Financial Services, LLC

Financial Institutions

Prairie Village, KS

LTC Solutions

De Pere, WI

INDUSTRY

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q3 AUGUST

Q3 SEPTEMBER Architecture/Engineering & Construction

Centric Actuarial Solutions, LLC

RSC Insurance Brokerage, Inc.

Southern HVAC Corporation

Financial Institutions

Overland Park, KS Entirety

Boston, MA

C M Mose Electric

Pleasant Valley, MO Entirety

Maitland, FL

Technology/Media/Telecom RFP360

Leawood, KS Jamesport, MO

Entirety Assets

RFPIO, Inc. BTC Bank

Beaverton, OR Bethany, MO

Mayer Hoffman McCann P.C.

Professional Services/Advisory Shea Labagh Dobberstein

San Francisco, CA

Attest Assets

Kansas City, MO

Financial Institutions

Home Exchange Bank

Professional Services/Advisory Miller Haviland Ketter

Westwood, KS

Entirety

BerganKDV

Minneapolis, MN

Majority Stake in EH2 Power

Energy/Utility & Infrastructure Brooks Energy Company

Denver, CO

Tallgrass Energy, LP

Leawood, KS

Professional Services/Advisory Shred One KC

Independence, MO Entirety

Shred America, LLC

Fort Mill, SC

Energy/Utility & Infrastructure StarLite Propane Gas Corporation

Deer Park, NY

Entirety

Ferrellgas, LP

Overland Park, KS

DisruptOPS, Inc. (Kansas City, MO)

Technology/Media/Telecom Drive Capital

Columbus, OH

FireMon, LLC

Overland Park, KS

iSafety Systems Private Limited Kansas City Southern (NYSE:KSU) Commonwealth Advisory Group, Ltd.

ProPharma Group Holdings, LLC

Healthcare/Life Sciences

Hyderabad, India

Entirety

Overland Park, KS

Digital Ally, Inc. (Nasdaq:DGLY) CrowdPharm, LLC Class Valuation, LLC

Consumer Products & Services TicketSmarter, LLC

Leawood, KS

Entirety

Lenexa, KS

Canadian Pacific Railway (NYSE:CP)

Transportation & Logistics

Kansas City, MO

Entirety

Calgary, Canada

Healthcare/Life Sciences

Cross & Wild, LLC

Saratoga Springs, NY Entirety Lee's Summit, MO Entirety West Chester, OH Entirety

Kansas City, MO

Professional Services/Advisory Pendo Management, LLC

Troy, MI

Financial Institutions

Pittsburgh, PA

Entirety

Mariner Wealth Advisors Overland Park, KS

Financial Institutions

The Pinnacle Group

Mariner Wealth Advisors Overland Park, KS

Manufacturing/Distribution

Versatech, LLC

Effingham, IL

Entirety

Genuen, LLC

Lenexa, KS

Food/Agriculture & Animal Health Food/Agriculture & Animal Health

C & C Produce, LLC

North Kansas City, MO Entirety

GS Foods Group, Inc.

Ontario, CA

HUB International Limited

Financial Institutions

Dissinger Reed, LLC

Overland Park, KS Assets

Chicago, IL

Smallcakes Cupcakery and Creamery C & M Bancshares, Inc.

The Derbyshire Group Limited

Olathe, KS

Entirety

Destin, FL

Elite Medical Billing Specialists, Inc.

Healthcare/Life Sciences

Livonia, MI

Entirety

Nobility Healthcare, LLC Lenexa, KS

Financial Institutions

Cameron, MO

Entirety

BTC Bank

Bethany, MO

Consumer Products & Services Ticket Solutions, LLC

Overland Park, KS Merger

Tickets for Less, LLC

Overland Park, KS

Lawrence Financial Corporation Sizewise Rentals, LLC

First Financial Bancshares, Inc.

Financial Institutions

Lawrence, KS

Entirety

Lawrence, KS

Radio Station in Kingsville, MO

Technology/Media/Telecom Alpine Broadcasting Corporation

Naples, FL

Radio Vida Kansas, Inc.

Kansas City, KS

Healthcare/Life Sciences

Lenexa, KS

Entirety

Agiliti, Inc. (NYSE:AGTI) Core & Main, Inc. (NYSE:CNM) Pittsburgh Logistics Systems, Inc.

Minneapolis, MN

Sensata Technologies (NYSE:ST) Spencer Fane LLP IMS Consulting & Expert Services, LLC

Manufacturing/Distribution

Spear Power Systems, LLC Grandview, MO

Attleboro, MA

Entirety

CES Industrial Piping Supply, LLC

Manufacturing/Distribution

Belton, MO

Entirety

Saint Louis, MO

Professional Services/Advisory Bone McAllester Norton, PLLC Nashville, TN

Overland Park, KS

Entirety

Cranberry Township, PA

Transportation & Logistics

D & L Transport, LLC

Overland Park, KS Entirety

Professional Services/Advisory Litigation Insights, Inc.

Overland Park, KS Entirety

Pensacola, FL

Food/Agriculture & Animal Health

Schroer Manufacturing Company

Wadhurst, United Kingdom

Kansas City, KS

Entirety

Midmark Corporation Dayton, OH

Scoffold & Access Magazine

Technology/Media/Telecom Scaffold & Access Industry Association

Kansas City, MO

KHL Group, LLC

Buckingham Asset Management, LLC

Inszone Insurance Services, Inc.

Financial Institutions

The Planned Approach, Inc.

Kansas City, MO

Entirety

Saint Louis, MO

Financial Institutions

Summit Insurance Group

Lee's Summit, MO Entirety

Rancho Cordova, CA

Technology/Media/Telecom Cavern Technologies, Inc.

Lenexa, KS

Entirety

LightEdge Solutions, Inc. Tramec Management Team

Des Moines, IA

Curis Functional Health, LLC

Healthcare/Life Sciences

Rejuvenate KC

Lee's Summit, MO Entirety

Dallas, TX

Manufacturing/Distribution

Tramec

Shawnee, KS

Majority Stake

Shawnee, KS

Manufacturing/Distribution

Safari Belting Systems

Olathe, KS

Chiorino SpA

Biella, Italy

Entirety

Financial Institutions

FCG Advisors, LLC

Chatham, NJ

Entirety

Mariner Wealth Advisors Overland Park, KS

Chapman Automotive Group, Inc.

Consumer Products & Services Fisher Automotive Group

Savannah, MO

Entirety

Scottsdale, AZ

Food/Agriculture & Animal Health

Firebird Artisan Mills

Agspring, LLC

Leawood, KS

Ardent Mills, LLC

Denver, CO

Bolin Auto & Truck Parts Company

Transportation & Logistics

Saint Joseph, MO

Entirety

FleetPride, Inc.

Spring, TX

Tension Packaging & Automation

Professional Services/Advisory Colorado Automation and Design, Inc.

Aurora, CO

Entirety

Kansas City, MO

INDUSTRY

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q4 OCTOBER

Q4 NOVEMBER

Grossman Iron & Steel Company

Advantage Metals Recycling, LLC

Manufacturing/Distribution

Cleveland, OH

Entirety

Kansas City, MO

Financial Institutions

Coldwell Banker Bain

Bellevue, WA

Majority Stake

US RES Holdco, LLC Overland Park, KS

American Healthcare Alliance, LLC

Kansas City Life Insurance Company

Sunset Life Insurance

Healthcare/Life Sciences

Kansas City, MO

Entirety

MDI NetworX, LLC

Baltimore, MD

Financial Institutions

Kansas City, MO

Cordillera Holdings, LLP New York, NY

Technology/Media/Telecom Kansys, Inc.

Olathe, KS

Entirety Entirety

Lumine Group

Mississauga, Canada

Technology/Media/Telecom TreviPay

Overland Park, KS MSTS Payments, LLC

Shell Oil Company

Houston, TX

Financial Institutions

Edge Group

Bergen, Norway

Lockton, Inc.

Kansas City, MO

NovaBay Pharmaceuticals Relation Insurance Services, Inc. Midland Metal Mfg. Company Highline Hospitality Partners, LLC

Unknown Ownership Stake

Brentwood Associates, Inc.

Consumer Products & Services DERMAdoctor

Riverside, MO

Entirety

Emeryville, CA

Technology/Media/Telecom Service Management Group, Inc.

Kansas City, MO

Los Angeles, CA

Assets of Truck Insurance Mart

ProPharma Group Holdings, LLC

Financial Institutions

Truck Insurance Mart, Inc.

Edwardsville, KS

Walnut Creek, CA

Healthcare/Life Sciences

Pharmica Consulting, Inc.

Sparta, NJ

Entirety

Overland Park, KS

Vaughn Wealth Management, LLC

Manufacturing/Distribution

Century Brass Products, Inc.

Long Island City, NY Entirety

Kansas City, MO

Financial Institutions

Orlando, FL

Entirety

Mariner Wealth Advisors Overland Park, KS

Responsive Centers for Psychology & Learning

Integrated Psychiatric Consultants

Consumer Products & Services Kansas City Marriott Downtown

Kansas City, MO

Entirety

New York, NY

Healthcare/Life Sciences

Overland Park, KS Entirety

Overland Park, KS

Lockton Retirement Solutions

Manufacturing/Distribution

Premise LED, Inc.

Toronto, Canada

Entirety

EiKO Global, LLC

Shawnee, KS

Financial Institutions

Lockton, Inc.

Kansas City, MO

Creative Planning, Inc.

Overland Park, KS

Financial Institutions

ANB Bank

Denver, CO

KC Metro Branch UMB Bank, National Association

Kansas City, MO

Food/Agriculture & Animal Health

Drink Eat Well, LLC

Lawrence, KS

Entirety

PlantPlus Foods, LLC Chicago, IL

Healthcare/Life Sciences

N8 Essentials, LLC

Olathe, KS

Entirety

Socati Corp.

West Lake Hills, TX

Professional Services/Advisory House Park Dobratz & Wiebler PC Kansas City, MO

Entirety

UHY LLP

Farmington Hills, MI

Surgery Center of Lancaster, LLC

Healthcare/Life Sciences

Lancaster, PA

Entirety

ValueHealth, LLC

Leawood, KS

Waterlogic Americas, LLC

Manufacturing/Distribution

Boresow's Water Company

Overland Park, KS Entirety

Grapevine, TX

Transportation & Logistics

ACI Jet Orange County, LLC San Luis Obispo, CA Unknown Ownership Stake Freeman Holdings Group Overland Park, KS

Hudson Medical Innovations, Inc.

Manufacturing/Distribution

Preco, Inc.

Lenexa, KS

Resonetics, LLC

Nashua, NH

Architecture/Engineering & Construction

George Butler Associates, Inc.

Rio Engineering, Inc.

Austin, TX

Entirety

Lenexa, KS

Consolidated Grain and Barge

Transportation & Logistics

Agforce Transport Services

Leawood, KS

Entirety

Convington, LA

Eversana Life Science Services, LLC Vance Street Capital

Healthcare/Life Sciences

Intouch Group, LLC

Overland Park, KS Entirety

Milwaukee, WI

Technology/Media/Telecom Change and Innovation Agency, LLC

Liberty, MO

Entirety

Vimo, Inc.

Mountain View, CA

Transportation & Logistics

McFarlane Aviation, LLC

Baldwin City, KS

Entirety Entirety

Los Angeles, CA

Financial Institutions

Barley Mill Asset Management Wilmington, DE

Mariner Wealth Advisors Overland Park, KS

BRP Group, Inc. (Nasdaq:BRP)

Financial Institutions

Brush Creek, LLC

Kansas City, MO

Assets

Tampa, FL

National Golf Club of Kansas City & The Deuce Club

Consumer Products & Services RP Golf, LLC

Kansas City, MO

ClubCorp Holdings, Inc.

Dallas, TX

Financial Institutions

Savant Investment Group, LLC Oakland, CA

Entirety Entirety

Mariner Wealth Advisors Overland Park, KS

Consumer Products & Services MedZoneProducts, LLC

Lenexa, KS

Suma Brands, Inc.

New York, NY

Procore Technologies, Inc. (NYSE:PCOR)

Technology/Media/Telecom LaborChart

Overland Park, KS Entirety

Carpinteria, CA

Midwest Game Supply Company

TCS John Huxley Europe Ltd

Stoke-On-Trent, United Kingdom

Manufacturing/Distribution

Kearney, MO

Entirety

Technology/Media/Telecom Amply Media

Kansas City, MO Hollywood, FL

Entirety Entirety Entirety

Sonobi, Inc.

Winter Park, FL

Manufacturing/Distribution

HIPPO Power, LLC

Riverside, MO

Commercial Assets Boss Industries, LLC LaPorte, IN

Manufacturing/Distribution

Epoxytec International, Inc.

Tnemec Company, Inc.

North Kansas City, MO

Healthonify Private Limited Group of Investors NovaQuest Capital Management, LLC Creative Planning, Inc.

Healthcare/Life Sciences

Healthy Plus

Lee's Summit, MO Entirety

Malad, India

Technology/Media/Telecom Menufy

Leawood, KS

HungerRush, LLC

Houston, TX

Residential Mortgage Operations

Technology/Media/Telecom Carey Media, LLC

Kansas City, MO

The Pitch

Kansas City, MO

Armed Forces Bank, National Association TREKK Design Group, LLC

Financial Institutions

KS StateBank

Manhattan, KS

Fort Leavenworth, KS

Food/Agriculture & Animal Health

Technology Acceleration Partners, Investment Arm Overland Park, KS Dashboard Wealth Advisors Chicago, IL

Covenant Animal Health Partners

Raleigh, NC

Architecture/Engineering & Construction

Access Engineering, LLC

Saint Louis, MO

Entirety

Kansas City, MO

Financial Institutions

Entirety

Overland Park, KS

Technology/Media/Telecom Sellozo

Kansas City, MO

Entirety

NetRush.com, Inc.

Vancouver, WA

INDUSTRY

SELLER

SELLER LOCATION

UNIT SOLD

BUYER

BUYER LOCATION

Q4 DECEMBER

ABOUT CC CAPITAL ADVISORS CC Capital Advisors, a subsidiary of Country Club Bank, is a Kansas City- based investment banking group that specializes in mergers and acquisitions, corporate fundraising, and financial and strategic planning for public and private corporations throughout the United States and abroad. Its team of professionals has an extensive amount of experience and expertise in a broad range of fields, including agribusiness and animal health; business services and technology; consumer; industrials; construction and engineering; and power, telecom and infrastructure services.

RTS Private Wealth Management

Financial Institutions

Phoenix, AZ

Entirety

Mariner Wealth Advisors Overland Park, KS

Professional Services/Advisory Simplex Services, Inc.

Quebec, Canada

Entirety

Epiq Systems, Inc.

Kansas City, KS

Professional Services/Advisory Kane Mitchell & Co., LLC

Overland Park, KS Entirety

AdamsBrown, LLC

Wichita, KS

Prime Capital Investment Advisors, LLC Prime Capital Investment Advisors, LLC Netsmart Technologies, Inc.

Financial Institutions

Financial Network Limited

Milford, CT

Entirety

Overland Park, KS

20/20 Financial Advisers of Daytona Beach, LLC

Financial Institutions

Daytona Beach, FL

Entirety

Overland Park, KS

Healthcare/Life Sciences

Remarkable Health, LLC

Chandler, AZ

Entirety

Overland Park, KS

Technology/Media/Telecom SKC Communication Products, LLC Shawnee Mission, KS Entirety

AVI-SPL, Inc.

Tampa, FL

Technology/Media/Telecom The DataTech Group, Inc.

O'Fallon, IL

Entirety

TORCH Research, LLC Leawood, KS

Midwest Vision Partners, LLC

Healthcare/Life Sciences

Eye Care, P.A.

Independence, MO Entirety

Chicago, IL

Frontier Community Credit Union

JOHN HENSE Managing Director 816-360-8646 BILL CONWAY Managing Director 816-360-8697

TERRY CHRISTENBERRY Managing Director 816-360-8698

Financial Institutions

Muddy River Credit Union

Atchison, KS

Merger

Leavenworth, KS

Financial Institutions

Sivel Capital Management

New Tripoli, PA

Entirety

Mariner Wealth Advisors Overland Park, KS

American Digital Security, LLC

Manufacturing/Distribution

Securix, LLC

Fenton, MO

Entirety

Liberty, MO

Shell New Energies US, LLC

STEPHANIE SIDERS Managing Director 816-360-8695 JACK RUSGIS Associate 816-859-7462 JACK SCHANZE Analyst 816-425-9391 LANEAH KNUTH Executive Assistant 816-425-9403

Energy/Utility & Infrastructure Savion, LLC

Kansas City, MO

Entirety

Los Angeles, CA

Professional Services/Advisory Avant Law Group, LLC

Overland Park, KS Merger

Erickson Kernell IP, LLC Leawood, KS

Cascadia Advisory Services, LLC

Financial Institutions

Portland, OR

Entirety

Mariner Wealth Advisors Overland Park, KS

Motorola Solutions, Inc. (NYSE:MSI) Discovery Behavioral Health, Inc.

CHRIS BRITO Vice President 816-360-8694

Technology/Media/Telecom 911 Datamaster, LLC

Overland Park, KS Entirety

Chicago, IL

AwakeningsKC Clinical Neuroscience Institute

Healthcare/Life Sciences

Prairie Village, KS

Entirety

Los Alamitos, CA

Consumer Products & Services Insight 2 Design

Overland Park, KS Unknown Ownership Stake Clearview Capital

Stamford, CT

TYLER CLEMENT Associate 816-859-7446 ANTHONY FORTINO Analyst 816-425-9535

Comprehensive Mental Health Services

Burrell Behavioral Health Oracle Corporation (NYSE:ORCL)

Healthcare/Life Sciences

Independence, MO Merger

Springfield, MO

Cerner Corporation (Nasdaq:CERN)

Healthcare/Life Sciences

North Kansas City, MO Entirety

Austin, TX

Financial Institutions

Granite Investment Advisors Concord, NH

Entirety

Mariner Wealth Advisors Overland Park, KS

Gen4 Dental Partners Opco, LLC

Healthcare/Life Sciences

Accelerate Dental, LLC

Lawrence, KS

Entirety

Tempe, AZ

Architecture/Engineering & Construction

Sharp-Long Heating & Air Conditioning, Inc.

Lee's Summit, MO Entirety

Southport Group

Chicago, IL

Technology/Media/Telecom Fishtech Group, LLC

Kansas City, MO

Merger

The Herjavec Group, Inc.

Toronto, Canada

Financial Institutions

Viewpoint Financial Network Pleasanton, CA

Entirety

Mariner Wealth Advisors Overland Park, KS

CONTACT US TO LEARN MORE

The information contained in this report was compiled by CC Capital Advisors from a variety of sources including news reports, S&P Capital IQ, Pitchbook, SEC filings, company statements, and information provided by M&A professionals. Many deals did not disclose pricing, and other private transactions may not have been publicly announced. Transactions are subject to change or termination prior to closing. While CC Capital Advisors makes a good faith effort to ensure the accuracy of this report, it is intended for general information purposes only. CC Capital Advisors is not responsible for any errors or omissions in this report.

Country Club Financial Services Inc., dba CC Capital Advisors, Member FINRA, SIPC

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