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Enforcement Process
l Bear in mind that NONE of the foregoing processes constitute final determinations or adjudications. l These mechanism merely initiate the enforcement process l Completion of the enforcement process will require an adjudication resulting in a: u Final Order u “Findings of Fact and Conclusion of Law,” or u “Consent /Settlement Order.”
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Sanctions
l Proposed sanction should be proportionate to the seriousness of the violation l Discipline should be progressive l For minor or first time incidents, TGRAs may impose lesser sanctions
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