11010323 - Level I Zoom

2/6/23

Common Red Flag Indicators – Financial Controls • Unstable management team / council • Number, $ value, and nature of adjusting journal entries posted during the year-end audit • Management is not receptive to explaining the monthly financial statement variances • Management does not issue financial statements in a timely manner; or issues financial statements very quickly • Variances between actual and budgeted amounts are not reviewed departmental managers

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Red Flag Indicators – Financial Audits • Deficiencies / delinquencies in Accounting / Finance Management • Significant and periodic changes in monthly financial statements previously issued • Regulators (State, IRS, TGRA, etc.) have difficulty in

performing or resolving audit issues • Re-occurring audit issues / findings

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