11010323 - Level I Zoom

2/6/23

Cooking the Books – How Do They Do It?

• Timing Differences (Accrual Basis) • Improper Asset Valuation (Cash, Inventory, Capital Assets) • Concealed Liabilities and Expenses • Classification and Allocation of Expenses

• Change in Accounting Estimates • Inadequate Controls or Collusion

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Recommended Areas of Review (Based on Your Risk Assessment!) • Adherence to Procurement Polices (Capital Projects & Significant Vendors) • Compact Fees & Underlying Computations • Management Company Fees; Underlying Computations; and Significant Related Estimates. • Compliance with Loan Covenants (Financial and Non- Financial) • Transactions with the Tribal Government (Transfers, Loans, Reimbursements)

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