11010323 - Level I Zoom

2/6/23

Financial Statement Audit Considerations

• Consolidation for Multiple Tribal Gaming Entities • Financial Statement Reviews for Those Entities <$2M • Supplementary Information Accompanying the Financial Statements • Non GAAP Additional Disclosures

• Disclosures are Consistent, Neutral and Fair • Expected Users of the Financial Statements

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Things to Remember • Who is responsible for the financial statements? • Who is responsible for compliance? • What is the auditor’s responsibility? o Provide an opinion on financial statements o Based on reasonable assurance (not absolute assurance) o Provide required reports on compliance

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