11010323 - Level I Zoom

Be written

Specifically spell out the procedures to be followed

Implementing Policies and Procedures Should:

Address standards of conduct

Contain standards of performance

Clearly state consequences for non- compliance

Check against external threats

33

The internal control standards

The procedures that pertain to their specific role and function

All Managers and Personnel Should Understand:

How the overall system works

Their individual responsibilities

What constitutes unacceptable behavior

The consequences for non-compliance

34

Homer Law, Chtd. 2020

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