Smith Anglin Financial is a wealth management firm that helps clients make financial and tax decisions triggered by their unique life events. As stewards of their wealth, our goal is to provide peace of mind by conscientiously helping our clients secure their financial status over the course of their lives. We refined our approach by addressing the most common issues for individuals and families throughout their phases of life. Here, we outline our Standard of Care .
What is Wealth Management for Life? Our Standard of Care With our Standard of Care, we developed a standard process for all phases of life.
Phase 1 Younger people are managing their career paths, possibly starting families, and establishing homes. These three things can look very different from person to person, but the process of managing these decisions is routine. Phase 2 As our families and careers grow and mature, some of our priorities shift. College funding may move up the list. Managing higher incomes as well as more complicated benefits packages requires more thought. We may even find ourselves caring for aging parents.
Phase 3 Finally, we might think retirement is the finish line, but there is still much work to do. The final stretch of your career is critical for retirement planning, and once you are retired you might underestimate the impact of taxes on your cashflows and lifestyle. Also, not to be understated, healthcare becomes a more important issue, as does estate planning.
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Smith Anglin Financial, LLC (“Smith Anglin”) is an SEC registered investment adviser (RIA) located in Dallas, Texas. Smith Anglin and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Smith Anglin maintains clients. Smith Anglin may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Any subsequent, direct communication by Smith Anglin with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from regis¬tration in the state where the prospective client resides. For information pertaining to the registration status of Smith Anglin, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo. sec.gov. A copy of Smith Anglin’s current written disclosure statement discussing Smith Anglin’s business operations, services, and fees is available from Smith Anglin upon written request. Smith Anglin does not make any represen¬tations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Smith Anglin’s web site or incorporated herein, and takes no responsibil¬ity therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Securities offered through Purshe Kaplan Sterling Investments (PKS), Member FINRA/SIPC, headquartered at 80 State Street, Albany, NY 12207. Investments through PKS or RIA are not FDIC insured, not bank guaranteed and may lose value, including loss of principal. Not insured by any state or federal agency. Purshe Kaplan Sterling Investments and Smith Anglin Financial, LLC are not affiliated companies.
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